AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant Charles Mudrak v. 03-01702 Minneapolis, Minnesota Respondents New England Securities Corporation and New England Financial Nature of Dispute: Customer v. Member and Non-Member REPRESENTATION OF PARTIES Charles Mudrak ("Claimant") was represented by Harvey H. Eckart, Esq., of the Harvey Eckart Law Offices, St. Paul, Minnesota. New England Securities Co

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Rob Huizenga and Wanda Huizenga, Claimants v. TD Waterhouse Investor Services, Inc., Respondent Case Number: 00-04483 Hearing Site: Los Angeles. California REPRESENTATION OF PARTIES For Claimants: Rob Huizenga In Pro Per Los Angeles, California For Respondent: John L. Erikson, Esq. Jones, Bell, Abbott, . Fleming & Fitzgerald - Los Angeles, California St

Award NASD Dispute Resolution In the Matter of the Arbitration Between: "Man-IP nf the Claimant Barbara J. Snapp, IRA nf the Respondents Number- 03-01699 Site- Charlotte, North Carolina BB&T Investment Services, Inc. John Wyman Wesley Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant, Barbara J. Snapp, IRA, hereinafter referred to as "Claimant", was represented by Michael D. Glenn, E

02X06/2004 15:24 FAI 212 858 4389 NASD REGULATION ©002/007 Award NASD Dispute Resolution In. the Matter of the Arbitration Between: Fred Fatzler (Claimant) vs. Joseph C. Quattrochi (Respondent) Case Number: 03-01695 Hearing Site: Hew York, New York Nature of the Dispute: Customer vs. Associated Person REPRESENTATION OF PARTIES Claimant Fred Fatzler ("Fatelei") hereinafter refeired to as "Claimant" appeared pro se. Respondent Joseph Quattrochi ("Quat

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Timothy Rutledge and Jacqueline Rutledge (Claimants) v. Citigroup Global Markets, Inc. f7k/a Salomon Smith Barney, Inc. and Robert Fish (Respondents) Case Number: 03-01694 Hearing Site: City, State Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Timothy Rutledge ("T. Rutledge") and Jacqueline Rutledge ("J. Rutledge") hereina

Award NASD Dispute Resolution In the Matter of the Arbitration Between: R.E.A.L. Seal Company, Claimant v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Dean L. Welsh, Respondent Case Number: 03-01691 Hearing Site: San Diego, California Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Paul W. Thomas, Esq. Law Offices of Paul W. Thomas & Associates Carlsbad, California For Responde

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-01689 Oreatha Farley Names of the Respondents Hearing Site: Tampa, Florida Merrill Lynch, Pierce, Fenner & Smith, Inc. John D. Letourneau Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Oreatha Farley, hereinafter referred to as "Claimant": David D. Davis, Hankin, Persson, Davis McClenat

Award NASD Dispute Resolution In the Matter of the Arbitration Between: M*™» nf tho riatrrtant CA< « Nimiher 03-01688 King Contracting, Inc. Name nf th* Pegprmdents Hearing Site* Baltimore, MD Ferris, Baker Watts, Inc. Brenda Ann Betz Nature of the Dispute: Customer vs. Member and Associated Person. RF.PKFSF.NTATTON OF PARTIES Claimant, King Contracting, Inc. ("Claimant*) was represented by Michael J. Collins, Esq., Thomas & Libowitz, P.A., B

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jo An Benzei, Claimant v. Morgan Stanley DW, Inc. and David A. Sanford, Respondents Case Number: 03-01685 Hearing Site: San Diego, California Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Franklin Geerdes, Esq. Geerdes & Geerdes Valley Center, California For Respondent: David Z. Seide, Esq. Morgan Stanley DW, Inc

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Rita Metzger vs. 03-01679 Milwaukee, Wisconsin Name of Respondent Bane One Securities, Inc. Nature of the Dispute: Claimant vs. Member. REPRESENTATION OF PARTIES Rita Metzger, ("Claimant"), was represented by Stephen S, Berkeley, Esq., of Shaheen, Novoselsky, Staat & Filipowski, located in Chicago, Illinois. Bane One Securities, Inc., ("Respondent