Award NASD Dispute Resolution In the Matter of the Arbitration Between: Mary McManemin, IRA (Claimant) v. UBS PaineWebber, Inc. and Michael Greenstone (Respondents) Case Number: 03-01490 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Mary McManemin ("McManemin"), by POA John A. McManemin, hereinafter referred to as "Claimant", appeared pro se. Respondents UBS

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Blair Reichenberg (Claimant) v. Prudential Equity Group, LLC f7k/a Prudential Securities, Inc. (Respondent) and Richard B. Rudd (Claimant) v. Prudential Equity Group, LLC f/k/a Prudential Securities, Inc. (Respondent) Case Number: 03-01487 (consolidated w/03-01493) Hearing Site: Boston, Massachusetts Nature of the Dispute: Customers v. Member. REPRESENTATION OF PARTIES C

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Edgetrade.com, Inc. (Claimant) v. Kenneth Denslow, Paul Leavy, Casey Ackerman, Andover Brokerage, LLC, and Andover Capital Partners, LLC (Respondents) Case Number: 03-01485 Hearing Site: New York, New York Nature of the Dispute: Member v. Members and Associated Persons. REPRESENTATION OF PARTIES Claimant Edgetrade.com, Inc. ("Edgetrade") hereinafter referred to as "Claima

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Raphael Lentino (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, hie. and Gerald R. Browne (Respondents) Case Number: 03-01483 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Raphael Lentino ("Lentino") hereinafter referred to as "Claimant": John E. Lawlor, Esq., New York, NY.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-01477 Prime Charter LTD. Name of the Respondent Hearing Site: Boca Raton, Florida Joseph S. Truman Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Prime Charter LTD. ("Prime Charter"), hereinafter referred to as "Claimant": Evelyn Bukchin, Esq., Prime Charter LTD., New York, New York. Joseph S. Truma

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Kelly V. Pulliam Name of the Respondent Lombard Securities Incorporated Nature of the Dispute: Associated Person vs. Member Case Number: 03-01472 Hearing Site: Orlando, Florida REPRESENTATION OF PARTIES For Kelly V. Pulliam, referred to as "Claimant": Austin N. Aaronson, Esq., Aaronson, Austin, P.A., Winter Park, Florida. For Lombard Securiti

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-01470 Rita Conroy Name of the Respondent Hearing Site: Boca Raton, Florida Paul J. Vladem Nature of the Dispute: Customer v. Associated Person. REPRESENTATION OF PARTIES For Rita Conroy, hereinafter referred to as "Claimant": Scott L. Silver, Esq. and Randall C. Place, Esq., Blum Silver & Schwartz, LLP, Plantation, Florida.

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-01467 Stephen R. Cigainero, individually, and as Beneficiary of the Rollover IRA of Stephen R. Cigainero, and The Roth IRA of Stephen R. Cigainero Names of the Respondents Hearing Site: Atlanta, Georgia PFS Investments, Inc. Stephen R. Martiny Nature of the Dispute: Customer vs. Member and Associated Person. REPRESE

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Ardith D. Steele Name of the Respondents Cardinal Capital Management, Inc. Christopher A. Sweeney Hershel F. Smith Case Number: 03-01466 Hearing Site: Boca Raton, Florida Nature of the Dispute: Associated Person vs. Member Firm and Associated Person. REPRESENTATION OF PARTIES For Ardith D. Steele ("Steele"), hereinafter referred to

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-04465 Frank L. and Cheryl Gaunt, Claimants vs. Barren Chase Securities and Dmitry Gorodetsky, Respondents. ATTORNEYS: Claimants, appeared Pro Se, South San Francisco, California. Respondent, Dmitry Gorodetsky appeared Pro Se, Chicago, IL. Respondent Barron Chase Securities did not respond to the Statement of Claim. DATE FILED: October 6, 2000 CASE SUMMARY: Claimant alleged that