Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-01465 Andrea Mannino Josephine Mannino Name of the Respondent Hearing Site: Tampa, Florida 21 st Century Financial Services, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Andrea Mannino and Josephine Mannino, hereinafter collectively referred to as "Claimants": William J. Schifino,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-01464 Yvette B. Moore William E. Moore, Jr. Name of the Respondent Hearing Site: Atlanta, Georgia Merrill Lynch Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Yvette B. Moore and William E. Moore, Jr., hereinafter collectively referred to as "Claimants": William E. Moore, Jr. For Merrill Lynch, hereina

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Donald R. Askew and Jackie M. Askew, Claimants v. Morgan Stanley DW Inc., Grant R. Stephens, and Fred J. Borzoni, Respondents Case Number: 03-01462 Hearing Site: San Francisco, California Nature of the Dispute: Customers vs. Member and Associated Persons REPRESENTATION OF PARTIES For Claimants: Irving M. Einhorn, Esq. Law Offices of Irving M. Einhorn Manhattan Beach, Califor

Award NASD Dispute Resolution RECEIVED MSiHAR~q A ft In the Matter of the Arbitration Between: ?!_ Nora McHale, Claimant v. Cal Fed Investments, Respondent Case Number: 03-01461 Hearing Site: San Francisco, California Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES For Claimant: Brett A. Alcala, Esq. Alcala Law Firm San Mateo, California For Respondent: David Gorfinkel Citicorp Investment Services Long Island Cit

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Morgan Stanley DW, Inc. and Case Number: 03-01457 Hearing Site: Houston, Texas Names of Respondents Stephen J. Barth, and June E. Barth NATURE OF CASE Member Firm v. Customers REPRESENTATION OF PARTIES Morgan Stanley DW Inc. ("Claimant") was represented by Kevin K. Fitzgerald, Esq. and Brian G. Mulherin, Esq. of Jones, Bell, Abbott,

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant James Franklin, Individually and on Behalf of his IRA and Case Number: 03-01455 Hearing Site: Detroit, Michigan Respondents Salomon Smith Barney, Inc. n/k/a Citigroup Global Markets, Inc., and Sherwyn Jimmy Mistry NATURE OF DISPUTE Customer v. Member and Associated Person REPRESENTATION OF PARTIES James Franklin, Individually and on behalf

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Case Number: 03-01454 Raul A. Chipongian and Mary Lou Chipongian Name of the Respondent Hearing Site: St. Louis, Missouri Edward D. Jones & Co. Customers vs. Member Firm RFPRFSFNTAT|nfd OF PARTIFS Steven W. Koslovsky, Esq. of Maryland Heights, Missouri represented the Claimants, Raul A. Chipongian and Mary Lou Chipongian, hereinafter collectively re

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Travis Brown Case Number: 03-01450 Name of the Respondent Salomon Smith Barney, Inc. Hearing Site: Washington, B.C. Nature of the Dispute: Customer v Member. REPRESENTATION OF PARTIES Claimant, Travis Brown, hereinafter referred to as "Claimant", was represented by Harry S. Miller, Esq. and Matthew J. Tuttle, Esq., Perkins, Smith & Cohen, LLP, Bo

ORIGINAL NASD Dispute Resolution In the Matter of the Arbitration Between: David P. Young and Phyllis B. Young, Trustees, UTD 2/27/93 fbo and David P. Young, IRA, Claimants v. Wedbush Morgan Securities Inc., Stephen E. Stock, Sr., and Wayne E. Bieniasz, Respondents Case Number: 03-01443 Hearing Site: Las Vegas, Nevada Nature of Dispute: Customer v. Member Firm and Associated Persons REPRESENTATION OF PARTIES For Claimants: Alan L. Sachs, Esq. Th

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Karen L. Kasden (Claimant) v. Dreyfus Service Corporation and Michael Papadoulis (Respondents) Case Number: 03-01439 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Karen Kasden ("Kasden") hereinafter referred to as "Claimant": Anthony J. Horn, Esq., New York, NY. Respondents Drey