Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-01216 Richard G. Brindisi Name of the Respondent Hearing Site: Boca Raton, Florida Goldman Sachs & Co., Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Richard G. Brindisi, hereinafter referred to as "Claimant": Michael Lynch, Esq., Hooper & Weiss, LLP, Orlando, Florida. For Goldman Sachs & Co., Inc., he

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Magda Bondy and Sandra Peters (Claimants) v. Salomon Smith Barney, Inc. n/k/a Citigroup Global Markets, Inc. and David Yvars, (Respondents) Case Number: 03-01215 Hearing Site: New York. New York Nature of the Dispute: Customers v. Member and Associated Person. REPRESENTATION OF PARTIES Claimants, Magda Bondy ("Bondy") and Sandra Peters ("Peters") hereinafter collectively

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: James Dowse, Individually and as Custodian for Melissa Dowse, and Marieanna Dowse, Individually and as Custodian for Peter Dowse, Claimants v. Goldis Financial Group, Inc., Paul Haney and Michael Alfred Goldis, Respondents Case Number: 03-01207 Hearing Site: New York, New York Nature of the Dispute: Customers v. Member and Associated Persons REPRESENTATION OF PARTIES

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf Claimant Pase Number- 03-01201 Ronald R. Ronallo, IRA Names nf Respondents Hearing Site- Pittsburgh, PA James M. Durkin, Robert A. Moffett, Jr. and A.G. Edwards & Sons, Inc. Nature of dispute: Customer vs. Associated Persons and Member RF.PRFSFJVTATTON OF PARTIES Claimant, Ronald R. Ronallo, hereinafter referred to as "Claimant", was represented by Ric

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-01196 Jennifer M. Winston Name of the Respondent Hearing Site: Orlando, Florida AmSouth Investment Services, Inc. Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES For Jennifer M. Winston, referred to as "Claimant": Philip J. Snyderburn, Esq., Snyderburn, Rishoi & Swann, P.A., Orlando, Florida.

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Lawrence and Maureen Simms JTWROS and Lawrence J. Simms, IRA Names of the Respondents Wachovia Securities, Inc. and Norman Robbins Case Number: 03-01193 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer v. Member Firm and Associated Person. REPRESENTATION OF PARTIES For Lawrence and Maureen Simms JTWROS and Lawrence J

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-01190 Laszlo Ruby and Judith Ruby Name of the Respondent Hearing Site: Boca Raton, Florida SunTrust Securities, Inc. Nature of the Dispute: Customer vs. Member Firm. REPRESENTATION OF PARTIES For Laszlo Ruby and Judith Ruby, hereinafter referred to as "Claimants": Wayne H. Schwartz, Esq., Blum, Silver, & Schwartz, L.L.P, Plantation, Flo

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Michael W. Martin Case Number: 03-01189 Names of the Respondents Merrill Lynch, Pierce, Fenner & Smith Inc. John Pierce, Jr. James Graham, Jr. Hearing Site: Philadelphia, Pennsylvania Nature of the Dispute: Customer vs. Member and Associated Persons. REPRESENTATION OF PARTIES Claimant, Michael W. Martin, hereinafter referred to as

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-01188 Donald J. Nowak, DOS Names of the Respondents Hearing Site: Tampa, Florida Donaldson Lufkin Jenrette Securities Corporation n/k/a Credit Suisse First Boston Corporation Jay Murphy Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Donald J. Nowak, DDS, hereinafter referred

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Arlene D. Rowland and 03-01179 Phoenix, Arizona Name of Respondent Prudential Equity Group, LLC Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES Arlene D. Rowland ("Claimant") participated pro se after June 21, 2004. Prior to June 21, 2004 Claimant was represented by Robert D. Mitchell, Esq., Mitchell Law Offices, Phoenix