Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-00774 Alan W. Heldman Names of the Respondents Hearing Site: Atlanta, Georgia Merrill Lynch, Pierce, Fenner & Smith, Inc. David Lesser Michael Torre Joel Berlly Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Alan W. Heldman, hereinafter referred to as "Claimant": Lange Clark, Es

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Greg Braunstein Susan T. Braunstein Greg Braunstein DMD, PA, Trustee Greg Braunstein Pension Plan Dated 10/31/79 Greg Braunstein DMD, PA, Profit Sharing Plan and Trust Dated 10/31/79 Names of the Respondents Janney Montgomery Scott LLC James Peter Rishe Case Number: 03-00770 Hearing Site: Boca Raton, Florida Nature of the Dispute: C

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-00768 Louis Psoinos Names of the Respondents Hearing Site: Tampa, Florida Merrill Lynch, Pierce, Fenner & Smith, Inc. Larry Sandidge Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Louis Psoinos, hereinafter referred to as "Claimant": John R. Newcomber, Jr., Esq. and Michael J. Stant

Award NASD Dispute Resolution In the Matter 01 the Arbitration Between: Name of the Claimant Case Number: 03-00765 R.M. Stark & Co., Inc., Name of the Respondent Hearing Site: Boca Raton, Florida Andrew D. Murphy Nature of the Dispute: Member v. Associated Person. REPRESENTATION OF PARTIES For R. M. Stark & Co., Inc. ("RMSCI"), hereinafter referred to as "Claimant": Gary L. Stark, CEO, R. M. Stark & Co., Inc., Delray Beach, Florida and Ellen R.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Norman Beyerman and Mary Ann Beyerman, (Claimants) vs. Prudential Securities, Inc. and Oswald Mechsner, (Respondents) Case Number: 00-04381 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants Norman Beyerman ("N. Beyerman") and Mary Ann Beyerman ("M. Beyerman"), hereinafter collectively referred to as "Claimants": Andrew Giles Freda, Esq., a sole practitioner, T

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Clifton W. Shepherd, Individually, and as Owner of the Clifton W. Shepherd IRA Plan Names of the Respondents Hancock Investment Services, Inc. Randall Bluth Case Number: 03-00762 Hearing Site: New Orleans, Louisiana Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Clifton W. Shepherd, Individ

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-00759 Thomas Taylor and Lois Taylor, husband and wife Name of the Respondent Hearing Site: Tampa, Florida Merrill Lynch, Pierce, Fenner & Smith, Inc., a Delaware corporation Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Thomas Taylor and Lois Taylor, husband and wife, hereinafter collectively referred to as "

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Branari Family Limited Partnership, Paul Labiner, General Partner Names of the Respondents First Montauk Securities Corp. and Jeffrey Donner, individually Case Number: 03-00752 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Branari Family Limited Partnership, P

05/14/2004 15:19 FAX 202 728 8082 NASD DISPUTE RESOLUTION 1)003/008 \ ' " • ' * . , ' Award NASD Dispute Resolution In the Matter of the Arbitration Between: i ftf foe Claimant r^gfrNiirhter' 03-00749 David S.Kurke r\f the Rf*epfynftet\tg Ifoaring Site.' Washington* DC Oscar Gruss & Sons, Inc. Phfljp Wagenheim Nature of the Dispute; Customer vs. Member and Associated Person. HF PAKTIES Claimant, David S, Kurke ("Claimant"), was represent

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-00743 Mary J. Riesberg Name of the Respondents Hearing Site: Kansas City, Missouri A.G. Edwards & Sons, Inc., James R. Wiklund, and Brian W. Wiklund NATURE OF THE DISPUTE Customer v. Member Firm and Associated Persons REPRESENTATION OF PARTIES Barry Estell, Esq., of the Law Offices of Barry Estell located in-Mission, Kansas, r