Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Phyllis Solof, Trustee of the Phyllis Solof Trust Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Case Number: 03-00285 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Phyllis Solof, Trustee of the Phyllis

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-00284 Howard Hasbrouck Ruth J, Hasbrouck Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Howard Hasbrouck and Ruth J. Hasbrouck, hereinafter collectiv

09/30/04 15:41 FAI 2128583909 NASD REGULATION NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00282 Sydelle Gordon, IRA, Claimant v, Citigroup Global Markets, Inc. i7k/a Salomon Smith Barney, Inc., and Jack B. Grubman., Respondents ATTORNEYS: " " ~ ~ ~ For Claimant, Sydelle Gordon, IRA, ("Claimant"), appeared Janies Richard Hooper, Esq., of the fiim Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Mar

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00280 Betty S. Ingram, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: For Claimant Betty S. Ingram ("Claimant") appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, ("Respondents"), a

AUS-16-04 I1:29AM FROM-56I 655 6222 .. 5S1 6556222 r-594 NASD DISPUTE RESOLUTION AWAltf) CASE: 03-00278 Paul L. Sbeiman, IRA and Gail Sheirmux IRA, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smiih. Barney, Inc. and Jack B. Orubman, Respondents. ATTORNEYS; For Claimants, Paul L. Sneiman IRA and Gail Sheiman IRA, ("Claimants"), appeiored James Richard Hooper, Esq., of the firm Hooper & Weias, L.L.C., Orlando, FL. For Respondents

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-04322 Michael G. Steiniger, DBPP, Claimant vs. Ameritrade, Inc., Respondent. ATTORNEYS: Claimant, Michael G. Steiniger, DBPP, ("Claimant"), appeared through its trustee, Michael G. Steiniger, Esq., Encino, CA. Respondent, Ameritrade, Inc., ("Respondent"), appeared through its Regulatory Manager, James J. Vihstadt, Esq., Bellevue, NE. DATE FILED: September 29, 2000. CASE SUMMARY

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00277 Alvin Sadowsky and Martha Sadowsky, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimants, Alvin Sadowsky and Martha Sadowsky ("Claimants"), appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00276 Egidio Melito and Jane Melito v Citigroup Global Markets, Inc. f7k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: For Claimants, Melito Egidio and Jane Melito, ("Claimants"), appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grub

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00275 Linda Broeske, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: For Claimant Linda Broeske ("Claimant") appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman ("Respondents") appeare

flASD DlSFUTE RESOLUTION AWARD NASP DISPUTE RESOLUTION CASE: 03-OD273 Francis Bnriter TTEE FBO Francis Breiter, Claimant v. Citigroup Global Markets, Inc., ffk/a/ Salomon Smith Banicy, Inc., and Jack B. Gruhman, Respondents. ATTORNEYS: For Clamant, Rands Bretesr TIBE FBO Brands Biciter, ("Claimant 11 ), appealed James Richard Hooper, Esq, of the finn Hooper & Weiss, L.L.C., Orlando, FL. For Respondents, Citigroup Global Markets, Inc., f/k/a Salo