Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Karim Pirani, Individually MLPF&S FBO Steve M. Calderon, IRA, FBO Steve M. Calderon MLPF&S Cust. FBO Steve M. Calderon SEP, FBO Steve M. Calderon MLPF&S Cust. FBO Celina M. Calderon, IRA, FBO Celina M. Calderon Steve M. Calderon and Celina Calderon, JTWRS Steve M. Calderon, C/F Marcos D. Calderon, UTMA/FL Steve M. Calderon, C/F D

Award NASD Dispute Resolution In the Matter of the Arbitration Between: er: 03-00190 Stuart D. Small, M.D., individually and on behalf of the Stuart D. Small Roth IRA Hearing Site- Dallas, Texas Merrill Lynch, Pierce, Fenner & Smith, Inc.; Citigroup Global Markets, Inc., formerly known as Salomon Smith Barney, Inc.; Russell E. Cooper; David N. Bower; and, Henry M. Blodget M TTPT? O Public Customer v. Member Firms and Associated P

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Andy Janssens, III, Linda Janssens, and Andy Janssens, Jr. and Case Number: 03-00186 Hearing Site: Troy, Michigan Names of Respondents Edward D. Jones & Co. and Eric D. Lundy NATURE OF DISPUTE Customers v. Member and Associated Person REPRESENTATION OF PARTIES Andy Janssens, 111, Linda Janssens, and Andy Janssens, Jr. ("Claimants") were

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-00185 Salomon Grey Financial Corp., Claimant vs. Gary Rabah, Respondent. ATTORNEYS: ~~~ For Claimant, Salomon Grey Financial Corp., ("Claimant") appeared Belinda Goss, Dallas TX. Respondent, Gary Rabah, ("Respondent") did not submit an answer to the statement of claim. DATE FILED: January 9, 2003 CASE SUMMARY: Claimant alleged that Respondent failed to pay a debit balance incurred in his

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Shane Thomas Names of the Respondents A.G. Edwards & Sons, Inc. and Carlos Gamez Case Number: 03-00183 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Shane Thomas, hereinafter referred to as "Claimant": John T. Getz, Esq., Feldman, Dickstein & Getz,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants f!ase Number 03-00178 Michael Launi Splendora Launi Names of the Respondents Hearing Site: Washington, DC Daniel S. Deirisio CIBC World Markets Corporation Nature of the Dispute: Customer vs. Member and Associated Person. RF.PRFSRNTATTOM OF PARTTF.S Claimants, Michael Launi and Splendora Launi, hereinafter collectively referred to as "Claimants

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Claude Hughes and Betty Hughes, Claimants v. Morgan Stanley DW Inc. and Sandra R. Masiel, Respondents Case Number: 03-00177 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: For Respondents: CASE INFORMATION Claude Hughes Betty Hughes In Propria Persona i Camarillo, California Christine A. Kendrick, Esq. Morgan Stanley DW

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Morgan Stanley DW Inc., Claimant v. Gregory Scharlach, Respondent Case Number: 03-00175 Hearing Site: San Francisco, California Nature of the Dispute: Member vs. Associated Person REPRESENTATION OF PARTIES For Claimant: John R. St. John St. John, Wallace, Brennan & Folan LLP Torrance, California For Respondent: Gregory Scharlach Millbrae, California CASE INFORMAT

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Morgan Stanley DW Inc., Claimant v. John S. Gunnison, Respondent Case Number: 03-00174 Hearing Site: Los Angeles, California Nature of the Dispute: Member v. Associated Person REPRESENTATION OF PARTIES For Claimant: Patrick J. Folan, Esq. St. John, Wallace, Brennan & Folan LLP Torrance, California For Respondent: James O. Boylan, III, Esq. Law Offices of James

Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Henry Franczek and Danya Franczek, Claimants, vs. FSC Securities Corporation and and Joseph M. Finkler, Respondents. Case Number: 00-04304 Hearing Site: N/A REPRESENTATION OF PARTIES Claimants Henry Franczek and Danya Franczek, ("Claimants,") were represented by Edward J. Bardelli, Esq. of Warner Norcross & Judd LLP, 111 Lyon, N.W., Suite 900, Gr