Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-07678 Gerald M. DeBono Names of the Respondents Heating Site: Tampa, Florida Mutual Service Corporation Dennis David Nelson Dawn Pemiciaro Litcnfield Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Gerald M. DeBono, hereinafter referred to as Claimant: Christopher T. Vemon, Es

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Elaine F. Morrison TTEE The Elaine Morrison Rev. Family Trust dtd 4/27/90, Claimant v. Morgan Stanley DW Inc. and Barry A. Stem, Respondents Case Number: 02-07674 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Arthur S. Leider Investors Arbitration Specialists San Diego, California

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Howard and Maite Turmon, Claimants v. Salomon Smith Barney, Inc. and Charles J. Smith, Respondents Case Number: 02-07673 Hearing Site: San Francisco, California Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: George Donaldson, Esq. Daniel B. Harris, Esq. Law Offices of George Donaldson San Francisco, California

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf thft PlaiTnant Casp. Nirmher: 02-07670 Mary Beth Bisselle Names nf the Respondents Hearing Site- Washington, D.C. Merrill Lynch, Pierce, Fenner & Smith, Inc. Ernestine B. Hesseltine Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTTF.S Claimant, Mary Beth Bisselle, hereinafter referred to as "Claimant", was represented

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Orlando and Maria Quintero Names of the Respondents Merrill Lynch Pierce Fenner & Smith, Inc. and Patrick J. Dwyer Case Number: 02-07666 Hearing Site: Boca Raton, Florida. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Orlando and Maria Quintero, hereinafter collectively referred to as "Claimants

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Robert S. McLeod Name of the Respondent Fidelity Brokerage Services, Inc. Case Number: 02-07664 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Robert S. McLeod ("McLeod"), hereinafter referred to as "Claimant": Delmer C. Cowing, III, Esq., Delmer C. Gowing, P.A., Delray Beach, Florida a

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-07662 Prudential Securities, Incorporated Name of the Respondent Hearing Site: Boca Raton, Florida David P. Silva 1 , , REPRESENTATION OF PARTIES For Prudential Securities, Incorporated, hereinafter referred to as "Claimant": Richard L. Martens, Esq. and Matthew N. Thibaut, Esq., Boose Casey Ciklin Lubitz Martens McBane & O'Cornell, W

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Ronald D. Weeks, Claimant, v. World Group Securities, Inc., World Financial Group, Inc., WMA Securities, Inc., World Marketing Alliance, Inc., S. Hubert Humphrey, Jr., Barry M. Clause, and Bryce D. Peterson, Respondents Case Number: 02-07659 Hearing Site: Salt Lake City, Utah Nature of Dispute: Associated Person v. Members, Associated Persons and Non-Members REPRESENTATION OF PA

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Scott P. Kenney, as Trustee for the Robert P. Kenney Trust and the Dorothy E. Kenney Trust, and in his individual capacity, Claimant Vs. McDonald & Company Securities, Inc., and Michael R. Griffis, Respondents. Case Number: 00-04270 Hearing Site: Cleveland, Ohio REPRESENTATION OF PARTIES Claimant Scott P. Kenney, as trustee for the Robert P. Kenney Trus

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jeffrey B. Venezia (Claimant) v. The Equitable Life Assurance Society of the United States, AXA Advisors, LLC, AXA U.S.A., AXA Distributors, LLC, Krahnert Agency, and Campbell District (Respondents) Case Number: 02-07653 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Members and Non-Members. REPRESENTATION OF PARTIES Claimant Jeffrey B. Venezia ("V