NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-06715 John J. Costello and Virginia B. Costello, Claimants vs. Morgan Stanley DW Inc. D/B/A Morgan Stanley Online, Respondent. ATTORNEYS: Claimants, John J. Costello and Virginia B. Costello ("Claimants") appeared Pro Se, Palm Beach Gardens, FL. Respondent, Morgan Stanley DW Inc. D/B/A Morgan Stanley Online ("Respondent") appeared through its in-house counsel, Judith M. Rosenberg, Esq.,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Susan Pardo as beneficiary of the Susan Pardo IRA, Susan Wilson individually and as beneficiary of the Susan Wilson IRA and the Susan Wilson IRRA, Douglas Wilson, The Pardo Decedent Trust dtd 7/7/87, The Pardo Survivors Trust dtd 7/7/87 and The Susan Pardo Irrevocable Family Trust, Claimants v. Merrill Lynch Pierce Fenner & Smith Inc., Respondent Case Number: 02-06713 Hearing Site: Los

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant John W. Pribyl and 02-06707 Oklahoma City, Oklahoma Name of Respondent Prudential Securities, Inc. n/k/a Prudential Equity Group, hie. Nature of the Dispute: Associated Person vs. Member REPRESENTATION OF PARTIES John W. Pribyl ("Claimant") was represented by Allen Campbell, Esq., Kirk & Chaney, Oklahoma City, Oklahoma. Prudential Equity Group

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants John L. Sherman and Jean A. Sherman v. 02-06703 Denver, Colorado Respondents Kirkpatrick, Pettis, Smith, Polian, Inc., n/k/a KFS BD, Inc. Gregory A. Adams, Steven E. Mirth, and Mutual of Omaha Insurance Company and Cross-Claimant/Counter-Respondent Steven E. Muth v. Cross-Respondent/Counter-Claimant Kirkpatrick, Pettis, Smith, Polian, Inc., n

NASD Dispute Resolution In the Matter of the Arbitration Between: SHEILA MYRCIK, ) Claimant, ) v. ) NASD-DR Case No.: 02-6702 BANC ONE SECURITIES ) CORPORATION, DAVID DOSIK, ) EDWARD COTTRELL, DEREK S. ) CHATTERTON and DAVID E. ) MILLER, ) Respondents. ) REPRESENTATION OF PARTIES Sheila Myrcik (hereinafter referred to as "Claimant") was represented by Martin Q. Ryan, Esq. of Mora, Baugh, Waitzman & Unger, L.L.C. located in Chicago, I

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Namg-Qf thf P]fljfflflTit/r i ni]ntpr.-ppspnnfipnl Pagft Nnmhpr: 02-06701 Salomon Grey Financial Corp. p I3ftspnnrf^t/Pniintftr-P1fl|rnaiit Hearing-Site: Dallas, Texas Patrick F.Harte, Jr. KFPRF.SF.NT ATTON ny Claimant/Counter-Respondent Salomon Grey Financial Corp., hereinafter referred to as "Salomon": Belinda Goss, Esq. of Salomon Grey Financial Corp., located in Dall

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE; 02-6695 First Republic Group, LLC, Claimant v. Peter Bisulca, Respondent. ATTORNEYS: For Claimant, First Republic Group, LLC, ("Claimant"), appeared Michael S. Colombo, President/CEO, Streetwide Asset Recovery Group, Inc., Lyndhurst, NJ. Respondent, Peter Bisulca, ("Respondent"), appeared pro se, Bohemia, NY. NATURE OF DISPUTE: Member v. Associated Person DATE FILED: November 6, 2002 ~

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Lydia Maxwell Feinstein (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Stephen L. Wolferman (Respondents) Case Number: 02-06692 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Lydia Maxwell Feinstein ("Feinstein") hereinafter referred to as "Claimant": I. Stephen Rabin, Esq., Rab

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jerome Fine and Jerome Fine IRA (Claimants) v. Patricia Wolff Schaen and Wolff Investment Group, Inc. (Respondents) Case Number: 02-06691 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Jerome Fine ("Fine") and Jerome Fine IRA ("Fine IRA") hereinafter collectively referred to as "Claimants" ap

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Richard Andree Caroline Andree Richard and Caroline Andree Names of the Respondents StockDr.Com, Inc. Wealth Management Financial Group Lee A. Siler Michael S. Gold Case Number: 02-06690 Hearing Site: Orlando, Florida Nature of the Dispute: Customers vs. Non-Members and Associated Persons. REPRESENTATION OF PARTIES For Richard A