Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-06460 Crystal F. Doeblin, Individually and On behalf of her two IRA acounts Name of the Respondents Hearing Site: Chicago, Illinois A.G. Edwards & Sons., Inc., and Terrence L. Black NATURE OF THE DISPUTE Customer v. Member Firm and Associated Person REPRESENTATION OF PARTIES Barry D. Estell, Esq., with Law Offices located in Missi

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Bruce W. Gerleman and 02-06459 Omaha, Nebraska Name of Respondents Prudential Securities Inc. n/k/a Prudential Equity Group, Inc. Michael R. Foster Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Bruce W. Gerleman ("Claimant") was represented by George A. LaMarca, Esq. and Justin LaVan, Esq., LaMarca

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between ' Name of Claimants Ted Foster and Patricia Foster and 02-06456 Omaha, Nebraska Name of Respondents Piper Jaffray & Co. n/k/a U.S. Bancorp Piper Jaffray > Kelley Tatreau Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES Ted Foster and Patricia Foster ("Claimants") were represented by Gail E. Boliver, Esq., Boliver Law

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Donald E. and Helen A. Schroeder, individually and as Trustees of the Donald E. and Helen A. Schroeder Revocable Trust and 02-06453 Phoenix, Arizona Name of Respondents Lawson Financial Corporation Robert W. Lawson Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Donald E. and Helen A. Schroeder, individua

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Henry Mandro Name of the Respondents Merrill Lynch Pierce Fenner & Smith Inc. Keith Myers Carol Heil Case Number: 02-06452 Hearing Site: Louisville, Kentucky Nature of the Dispute: Customer vs. Member and Associated Persons REPRESENTATION OF PARTIES Claimant Henry Mandro, (Claimant) was represented by Barry D. Hunter, Esq., Frost Brown To

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Charles T. and Laura L. Von Der Ahe, The C. Von Der Ahe Separate Property Trust, Claimants v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Carey A. Franks, Respondents Case Number: 02-06447 Hearing Site: Los Angeles, California Nature of the Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: Samuel Reese, Esq. Barry R. Laubscher, Esq.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Pase "Mumherr 02-06445 Daryle B. Hall, Sr. Names nf the Respondents Hearing Site: Pittsburgh, PA Charles E. Headley and CUNA Brokerage Services, Inc. Nature of the Dispute: Customer vs. Associated Person and Member RFPRFSENTATTON OF PARTTKS Claimant, Daryle B. Hall, Sr., hereinafter referred to as "Claimant", was represented at the hearing by Arnold

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number- 02-06444 Richard and Elizabeth Meade Sharon Anne Meade, Richard Meade, Custodian Virginia Anne Meade, Richard Meade, Custodian Kristen Lee Meade, Richard Meade, Custodian and Jennifer Mae Meade, Richard Meade, Custodian nf the Respondents Hearing Site: Philadelphia, PA Dennis Arthur Cooke, Sr. Wachovia Securities, Inc d/b/a First U

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 02-06431 Linda K. Larkin Kate E. Larkin Christina M. Larkin Joseph P. Larkin Names of the Respondents Hearing Site: New Orleans, LA A.G. Edwards & Sons, Inc. Patrick X. Garvin Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Linda K. Larkin, Kate E. Larkin, Christina M. Larkin, and

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 00-04115 Michael Luther, claimant vs. Datek Online Brokerage Services, LLC, Jarrath Shaw, Jose Delvalle, and John Reavey, respondents. ATTORNEYS: Claimant Michael Luther ("Claimant")appeared Pro Se, Columbia, MD. Respondents Datek Online Brokerage Services, LLC, Jarrath Shaw, Jose Delvalle, and John Reavey ("Respondents") appeared G. Thomas Fleming, III, Esq., of Jones, Bell, Abbott,