Award NASD Dispute Resolution In the Matter of the Arbitration Between: First Montauk Securities Corp. (Claimant) v. Peter Salvato (Respondent) Case Number: 02-06371 Hearing Site: New York, New York Nature of the Dispute: Member vs. Associated Person REPRESENTATION OF PARTIES Claimant First Montauk Securities Corp. ("First Montauk") hereinafter referred to as "Claimant": Joel Levinson, Esq., First Montauk Securities Corp., Red Bank, NJ. Respondent P

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Dennis Onyema, (Claimant) vs. GunnAllen Financial, Inc., Phil Michals, and Dave M. McCoy, (Respondents) Case Number: 02-06366 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Dennis Onyema, hereinafter referred to as "Claimant": appeared pro se. Respondents, GunAllen Financial, Inc. ("GunnAllen"), Phil Michals ("Michals"), and Dave M. McCoy ("McCoy")* hereina

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Marcia Kaufman, (Claimant) vs. Bear, Steams & Company; Bear, Stearns Securities Corp.; M.A. Berman & Co., and Meyer Berman, (Respondents) Case Number: 00-04110 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Marica Kaufamn, hereinafter referred to as "Claimant": Issac M. Zucker, Esq., Syosset, NY. Respondents, Bear, Stearns & Company, ("BS&C") and Bear, Stea

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-06365 First Montauk Securities Corp., claimant vs. John Hawley, respondent. ATTORNEYS: For Claimant appeared in-house counsel, Robert I. Rabinowitz, Esq., Red Bank, NJ. Respondent appeared pro se, Bellport, NY. DATE FILED: October 23, 2002 CASE SUMMARY: Claimant alleged that respondent failed to pay monies owed under a Promissory Note, Claimant maintained that due to respondent's actions

NASD DISPUTE RESOLUTION AtVAJKD NASD DISPyTE BESOLI^ON CASH; 02-06364 First Momauk Securities Corp., claimant vs. Michael Vogt, respondent ATTORNEYS: . For Claimant appeared Bruce D. Oakes, Esq., Ballwin, MO. Respondent did not respond to tiws Statement of Claim. DATE FILED: October ?3,2002 CASE SUMMARY: Claimant alleged that respondent failed to repay monies owed pursuant to the terms of a Promissory Note, Claimant maintained that because of respon

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number. 02-06363 Edward F. and Georgianne K. Kash, Georgianne K. Kash and Edward F. Kash, Trustees, U/A Dated 11/1/98, and Georgianne K. Kash, Trustee U/A Dated 11/21/98 ^ , ^ , Hearing Site: Tampa, Florida Names of the Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. and Eric A. Klaus Nature of the Dispute: Customer

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant Case Number 02-06359 Helen Jean Disney Helen Jean Disney IRA nf the Respondents Hearing Site; Baltimore, MD UBS PaineWebber, Inc. Richard Thomas Curran Dennis Peacock, Jr. Nature of the Dispute: Customer vs. Member and Associated Persons. RFPRKSFNTATTON OF PARTIES Claimant, Helen Jean Disney, individually and on behalf of her IRA, hereinafter ref

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf thp. flaimanf Cnse Number 02-06358 George M. Ruppert individually and as Custodian of The George M. Ruppert IRA Name nf the. Respondents Hearing .Site* Washington, DC Merrill Lynch, Pierce, Fenner & Smith, Inc. William Kirvan, Jr. Margaret Stancampiano Nature of the Dispute: Customer vs. Member and Associated Persons RFPRF.SP.NTATTON OF PARTTHS Claimant, Geor

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant Christopher Brown Names nf the Respondents Kirlin Securities, Inc. David Ryan John Padgett Theodore Dragon Karl F. Hemmer Case Number: 02-06357 Hearing Site- Charlotte, North Carolina Nature of the Dispute: Customer vs. Member and Associated Persons. RF.PRF.SFTsJTATTON OF PARTTF.S Claimant, Christopher Brown, hereinafter referred to a

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Andrew Garrett, Inc. f/k/a Midwest Discount Brokers, Inc. and Nanhe of Respondent Case Number: 02-06356 Hearing Site: Houston, Texas Texas Titan Resources, Inc. NATURE OF DISPUTE Member Firm v. Customer REPRESENTATION OF PARTIES Andrew Garrett, Inc. f/k/a Midwest Discount Brokers, Inc. ("Claimant") was represented by Stephen M. Blesdoe, Esq.,