Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: J.P. Morgan Securities, Inc., (Claimant) vs. Faron R. Webb, (Respondent) Case Number: 00-03995 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, J.P. Morgan Securities, Inc., hereinafter referred to as "Claimant": Michael E. Norton, Esq., Robinson Murphy & McDonald, New York, NY. Respondent, Faron R. Webb, hereinafter referred to as "Respondent": Joel E. Dav

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-05285 Rau L. King and the Estate of Rex T. King Name of the Respondent Hearing Site: Tampa, Florida IFG Network Securities, Inc. Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES For Rau L. King and the Estate of Rex T. King, referred to as "Claimant": Joel A. Goodman, Esq., Jennifer Newsom, Esq. and Stephen Krosschell,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: T 02-05279 First Union Securities, Inc. Salomon Snah Barney, Inc. MjrfaelD, Porter Mx&elE. Toner Cknmanl Wochova Securities, Ino, formerly known as Fust UmoaSecontiea, lac. ("Waobovia"} was represented by Hiomas B. Lows, Eaq, Stark & Start I^wicncevilk, New Jersey. Mkbflfll £. Toner (rTonef 7 )* hereinafter ooUectm^r referred to as "Kwpondflrta", tad Stfltene

Award NASD Dispute Resolution In the Matter of the Arbitration Between: The Hofinann Family Trust, Claimant v. First Global Securities, Inc. and Noble B. Trenham, Respondents Case Number: 02-05276 Hearing Site: San Diego, California Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Gregory S. Larson, Esq. San Diego Law Firm Lemon Grove, California For Respondents: Lee D. Lubin, Esq.

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant H & D Loucks Trust v. 02-05272 Denver, Colorado Respondents Raymond James Financial Services and Fred L. Dowd Nature of Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES H & D Loucks Trust ("Claimant") was represented by Steve A, Miller, Esq., of Steve A. Miller, P.C., Denver, Colorado. Raymond James Financial Services ("Raymond

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Lester & Lois Gurdin, Claimants, vs. Wachovia Securities, Inc. Robert J. Hayes and John Doe (Robert J. Hayes* Supervisor) Respondents. Case Number: Hearing Site: 02-05270 Omaha, Nebraska Nature of Dispute: Customers vs. Member and Associated Persons Claimants Lester & Ix>is Gurdin, hereinafter referred to as "Claimants," were represented by Gail E. Bo

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Patricia Krisfalusi-Meadows and Names of Respondents Merrill Lynch Pierce Fenner& Smith, Inc. Merrill Lynch and William M. Lelich Case Number: 02-05269 Hearing Site: Southfield, Michigan NATURE OF CASE Customer v. Member, Non-Member and Associated Person REPRESENTATION OF PARTIES Patricia Krisfalusi-Meadows ("Claimant") was represented by

CASE: 02-05268 Mary B. Williams, claimant vs. Loren Larry Law, Daniel Larry Law, Daniel Lee Denekemp & U.S. Bancorp Piper Jaffray Inc. , respondents. ATTORNEYS: Claimant, Mary B. Williams ("Claimant") appeared through Sue Ann Leland, Tuscaloosa, AL. For Respondents, Loren Larry Law, Daniel Larry Law, Daniel Denekamp and US Bancorp Piper Jaffray, Inc. (collectively "Respondents") appeared Steven M. Phillips, Esq., of the firm Anthony Ostlund & Baer, PA, Minn

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Donald J. Callahan (Claimant) v. Lehman Brothers, Inc. (Respondent) Case Number: 02-05261 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Donald Callahan, hereinafter referred to as "Claimant**: John D. Rapoport, Esq., John D. Rapoport, P.C., White Plains, NY. Respondent, Lehman Brothers, Inc., hereinafter referred to as "Respondent": Susan R. Kohn, Esq., Kr

, Award NASD Dispute Resolution la the Matter of the Arbitration Between: Aaron J. Fleishaker, Sheryl H. Fleishaker, Andrea Elyse Fleishaker, a minor, by her parents Aaron J. Fleishaker and Sheryl H. Fleishaker, David Adam Fleishaker, a minor, by his parents Aaron J. Fleishaker and Sheryl H. Fleishaker, and Kara Joy Fleishaker, a minor, by her parents Aaron J. Fleishaker and Sheryl H. Fleishaker, and AKD Real Estate (Claimants) b. First Montauk Securities C