Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert Bayless and Natalie Bayless, Trustees, AD Exchange Profit Sharing Plan DTD 1-1-88, and Robert Bayless and Natalie Bayless, Trustees, AD Exchange Money Purchase Plan DTD 1-1-97 (Claimants) v. John N. Janoch, Cheryl L, Amato, and A.G. Edwards & Sons. Inc. (Respondents) Case Number: 02-05021 Hearing Site: Cleveland, Ohio Nature of the Dispute: Customers vs. Member and

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Christopher R. White, (Claimant) vs. Fidelity Brokerage Services LLC, (Respondents) Case Number: 02-05020 Hearing Site: Boston, Massachusetts REPRESENTATION OF PARTIES Claimant, Christopher R. White, hereinafter referred to as "Claimant", appeared pro se. Respondent, Fidelity Brokerage Services LLC, hereinafter referred to as "Respondent": Colleen A. Hankins, Esq., Legal Counsel, Fi

t NASD DISPUTE RESOLUTION AWARD CASE; 02-05019 Beba Le Sante, dainiaht vs. Osualdo E, Correa^ respondent* ATTORNEYS: For Claimant appeared! RusseJ] C. Silverglate, Esq., of the firm Dickenson Muiphy Rex and Sloan, fioca Raton, PL. Respondent did not re* pond to the Statement of Claim. DATE FILED: Augusd 26,2002 CASE SUMMARY: C ;afcnant state of Florida. Claimant maintained account suffered alleged that respondent was not licensed to sell

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Katherine Cabrera (Claimant) v. James Pardy, Milestone Group Management LLC, Paul Cassella, Vincent Mitchell, Milestone Holdings LLC, and J.B. Oxford & Company (Respondents) Case Number: 02-05018 Hearing Site: New York, New York Claimant Katherine Cabrera hereinafter referred to as "Claimant": Richard J. Blumberg, Esq., McLaughlin & Stern, LLP, New York, NY. Respo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Rosemary Muldowney and Rosemary Muldowney IRA (Claimants) v. Financial Asset Management, Inc. and Kacey Harold Kowars (Respondents) Case Number: 02-05017 Hearing Site: Columbus, Ohio Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Rosemary Muldowney ("Muldowney") and Rosemary Muldowney IRA ("Muldowney IRA") hereinafter colle

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jennifer Leigh Porcaro (Claimant) v. Bear Stearns Securities Corp. and Robert J. Vessecchia (Respondents) Case Number: 02-05016 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant Jennifer Leigh Porcaro ("Porcaro") hereinafter referred to as "Claimant": Leonard Kreinces, Esq., Kreinces & Rosenberg,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: ft nf the Plaimant Case Number- 02-05015 Glenn Michael Financial, Inc. ffg nf the Respondents Hearing Site- Philadelphia, PA Kelly Kirchoff Linda Kirchoff PFPRFSFNTATTON OF PARTTFS Claimant, Glenn Michael Financial, Inc., hereinafter referred to as "Claimant", was initially represented by Lawrence R. Gelber, Esq., Attorney at Law, Brooklyn, New York. On June 17, 2003, Mr

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-05011 Mark Alexander, claimant vs. Jac Tomasello and U.S. Discount Brokerage, Inc., respondents. ATTORNEYS: Claimant appeared pro se, Mayfield Heights, OH. Respondents appeared pro se through Jac Tomasello, President U.S. Discount Brokerage, Inc., Rocky River, OH. DATE FILED: August 26, 2002 CASE SUMMARY: Claimant alleged that respondents failed to pay him for his employment services

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Merrill Lynch Pierce Fenner & Smith, Inc. (Claimant) v. Chad Copeland d/b/a Satellite Connection, Inc. a/k/a Black Diamond Enterprises, Inc. (Respondent) Case Number: 02-05010 Hearing Site: Cincinnati, Ohio REPRESENTATION OF PARTIES Claimant, Merrill Lynch Pierce Fenner & Smith, Inc. ("Merrill") hereinafter referred to as "Claimant": Stephen M. Bales, Esq. and Scott Norcross, Esq.,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 00-03939 First Union Securities, Inc., claimant vs. Charles D. Oliver and Jean K. Oliver , respondents. ATTORNEYS: For Claimant appeared Kenneth F. Berg, Esq., Chicago, IL. Respondents appeared Pro Se through Charles D. Oliver, St. Albans, WV. DATE FILED: September 11, 2000 CASE SUMMARY: Claimant alleged that respondents placed an order to purchase 120,500 shares of NBTTF. Claimant fu