N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Peter Sim 95-00819 Name of Respondents Josephthai Lyon & Ross Inc. Gregory Russell CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 16, 1995, Claimant, Peter Sim, who appeared Pro Se, alleged that Respondents, Gregory Russell ("Russell") and Josephthai Lyon & Ross, Inc., ("

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Theodore H. Haskell 95-00818 Name of Respondent Kevin P. Gallagher CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 9, 1995, Claimant Theodore H. Haskell ("Haskell"), who appeared Pro Se, alleged that on January 24, 1995, Respondent Kevin P. Gallagher ("Gallagher"), a registered r

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Charles P. Wenzel 95-00816 Name of Respondents Schneider Securities, Inc. Daniel R. Lehl CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 16, 1995, Claimant Charles P. Wenzel, who appeared Pro Se, alleged that Respondents Schneider Securities, Inc. ("SSI") and Daniel R. Leh

AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC, In the Matter of the Arbitration Between Name of Claimant J.W. Charles Securities, Inc. Names of Respondents Robert D. Keyser, Jr. and John T. Keyser John Hughes, Howard Feinmel, Paul Winkle, Chris Zafiroff, Al Poliak, Michael Winnick, Frank Vecchio 95-00814; 95-01118; 95-01217; 95-01264; 95-01295; 95-01533; 95-01534; 95-04973 REPRESENTATION ' . - ,

NASD REGULATION. INC. AWARD NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Reich & Co., Inc. 95-00798 Name of Respondent Robert Benedickson REPRESENTATION For Reich & Co., Inc. ("Claimant") appeared Eric J. Shames, Esq. of Reich & Co., Inc., located in New York, New York and Theodore Krebsbach, Esq. of the law firm of Kittay, Gold & Krebsbach located in White Plains, New York. For Robert Benedickson ("Res

NASDR AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Martin Logan, an individual and Martin Logan and Koren Logan, as Trustees for The Logan Inter Vivos Trust Claimants NASDR Arbitration v. No. 95-00796 Kemper Securities Miiton Barnes Respondents REPRESENTATION OF PARTIES Martin Logan, an individual and Martin Logan and Koren Logan, as Trustees for The Logan Inter Vivos Trus

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Duncan Neville and Martha Neville Name of Respondents David D. Otis Comprehensive Financial Services Securities Service Network 95-00795 REPRESENTATION For Claimants Duncan Neville and Martha Neville (the "Nevilles"): Steven Mitchel, Esq. and Andrew Brenner, Esq. of Mitchel & Associates, P.A., Miami, FL. For Respondent

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Nftipe gfl; Claimant/Counter-Respondent Kemper Securities, Inc. 95-00787 Name of Respqndpifl/Counter-Claimaftt Norman G. Eichhorn REPRESENTATION For Claimant/Counter-Respondent: Kemper Securities, Inc., now known as Everen Securities, Inc. ("Kemper"), was represented by A. Brad Busscher, Esq. of Everen Securities Inc., located in Chicago, Illin

r N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Paul R. and Rose A. Gagnon 95-00778 Name of Respondents Fidelity Investments Institutional Services Lee Datesman David Colbert Vince Jouret Rand Sutton CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 14, 1995, Claimants Paul R. and Rose A. Gagnon ("Claimants

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Charles J. Mager 95-00770 Name of Respondents PaineWebber, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 14, 1995, Claimant Charles J. Mager, who appeared Pro Se, alleged that he purchased 200 shares of Phoenix Laser ("PHX") and 200 shares of ATRIX Corp. ("ATRIX") stoc