Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Tanya Booth, Claimant v. J.B, Oxford & Company, Inc. and Asa Such, Respondents Case Number: 00-03864 Hearing Site: San Diego, California REPRESENTATION OF PARTIES For Claimant: Arthur S. Leider Investors Arbitration Specialists. Inc. San Diego, California For Respondent J.B. Oxford & Company, Inc.: Jeffrey A. Kob, Esq. Miller, Milove & Kob San Dtego, California

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Jacobo Skverer & Rosa Skverer, JTWROS 95-00765 Name of Respondents Bear Stearns & Company Todd M. Boyd CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 13, 1995, Claimants, Jacobo and Rosa Skverer, who appeared Pro $e, alleged, that Respondent, Todd M. Boyd of the Responde

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Robert B. Hutchinson 95-00763 Name of Respondents Dean Witter Reynolds, Inc. Bruce Eisen CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 13, 1995, Claimant Robert B. Hutchinson, Esq., who appeared Pro Se, alleged that Respondents Dean Witter Reynolds, Inc. ("DWR") and Bruc

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Marian Peterson 95-00761 Name of Respondent Brown & Company Securities Corporation CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 14, 1995, Claimant Marian Peterson ("Claimant"), who appeared Pro Se, alleged that Respondent Brown & Company Securities Corporation ("Respondent"

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Bernat Katz 95-00759 Name of Respondents Met Life Securities, Inc. John J. Mull in CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 13, 1995, Claimant, Bernat Katz, who appeared Pro Se, alleged that Respondents, Met Life Securities, Inc. ("Met") and John J. Mullin ("Mullin

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Bill G. and Wanda Annette Cariker 95-00757 Name of Respondents Olde Discount Corporation Christopher McDonald CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 13, 1995, Claimants Bill G. and Wanda Annette Cariker ("Claimants"), who appeared Pro Se, alleged that Respondents Old

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Jay Polonsky 95-00753 REPRESENTATION For Claimant Jay Polonsky ("Claimant") appeared Gerald A. Kaufman, Esq., New York, New York. For Respondent Arthur Bergen ("Respondent") appeared Edmund S. Purves, Esq. of the law firm Clifford, Gelband & Purves located in Larchmont, New York. CASE INFORMATION The Statement of Claim was file

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Hill A. Robertson Name of Respondents Fidelity Brokerage Services, Inc. Cole Sawyer 95-00747 CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 13, 1995, Claimant, Hill A. Robertson, who appeared Pro Se, alleged that Respondents, Fidelity Brokerage Services, Inc. ("FES") and

NASD Regulation Award NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION In the Matter of the Arbitration Between Name of Claimants Tharrenos J. and Virginia M. Papavasiliou 95-00737 Name of Respondents GKN Securities, Corp. Rajoo Sharma REPRESENTATION For Claimants Tharrenos J. and Virginia M. Papavasiliou ("Claimants"): Peri Erlanger, Esq. of the law firm of Bernstein & Wasserman, LLP, New York, NY For Respondents GKN Securities

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Stonewall Farms, Ltd. Robert Barsk 95-00733 Name of Respondents Stratton Oakmont, Inc. Daniel Porush Jordan R. Belfort Kenneth Greene Mark Urban David Heredia REPRESENTATION For Claimants appeared Timothy J. Dennin, Esq. of New York, New York. For Respondents Stratton Oakmont, Inc., Daniel Porush, Jordan R.