N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant William R. Holmes 95-00693 Name of Respondents Edward Sparacio Stratton Oakmont, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 10, 1995, Claimant, William R. Holmes, who appeared Pro Se, alleged that Respondents, Stratton Oakmont, Inc. and Edward Sparacio, purchased

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant David Camilleri 95-00691 Name of Respondent Clifford A. Steinberg - ' . • .:• CASE SUMMARY ',. .,_ In a claim filed with the National Association of Securities Dealers, Inc. on February 6, 1995, Claimant David Camilleri, who appeared Pro Se, alleged that Respondent Clifford A. Steinberg, did not properly handle the sale of his

* N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Ronald Calanni 95-00690 Name of Respondents Merrill Lynch Pierce Fenner & Smith Inc Joseph Pawelski CASE SUMMARY In a claim filed with National Association of Securities Dealers, Inc., on February 7, 1995, Claimant, Ronald Calanni, who appeared Pro Se, alleged that Respondent Joseph Pawelski, through the Respondent firm M

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Steven L. and Susan M. Osser, JTWROS 95-00689 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Frank A. Dibenedetto CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 3, 1995, Claimants Steven L. and Susan Osser, JTWROS, who appeared Pro Se, alleged that Responden

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Robert E. Blinn 95-00688 Name of Respondent McDonald & Company Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 7, 1995, Claimant Robert E. Blinn, who appeared Pro Se, alleged that the procedures followed by the Respondent McDonald & Company Securities, Inc., r

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Ernest C. Gray, Jr. 95-00687 Name of Respondents Smith Barney Shearson, Inc. Dennis W. Hubbard Christal Torrens Hubbard CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 7, 1995, Claimant Ernest C. Gray, Jr. ("Claimant 11 ), through his representative and counsel, Ba

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Corporate Securities Group, Inc. 95-00686 Name of Respondent Alejandro Menendez CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 9, 1995, Claimant Corporate Securities Group, Inc., through its in-house counsel, Gregory Tendrich, Esq., alleged that Respondent Alejandro Menendez,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Raymond, James & Associates, Inc., Claimant v. Jamison S, Savage, Respondent Case No: 00-03847 Hearing Site: Tampa, Florida REPRESENTATION OF PARTIES For Raymond, James & Associates, Inc.: Jeffrey J. Kalinowski, Esq. ("Claimant") Richard H. Kuhlman, Esq. Carrie J. Bechtold, Esq. Blackwell Sanders Peper Martin, LLP St. Louis, Missouri For Jamison S. Savage: C. Edwar

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Peter J. Relson 95-00685 Name of Respondents A.G. Edwards & Sons, Inc. Peter S. Lundstedt CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 9, 1995, Claimant Peter J. Relson, who appeared Pro Se, alleged that Respondents A.G. Edwards & Sons, Inc. ("A.G.") and Peter S. Lundst

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the matter of the Arbitration Between Name of Claimant NASD Arbitration Kemper Securities, Inc. #95-00681 vs. Name of Respondent Charles C. Ballard REPRESENTATION For Claimant: Ronald P. Kane, Esq., Gomberg Kane & Fischer, Ltd., Chicago, Illinois For Respondent: Rob J. Crichton, Esq., Keller Rohrback L.L.P., Seattle, Washington CASE INFORMATION Statement of Claim file