NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Clark C. Dedrick and Eva Dedrick Claimant(s) NASD Arbitration v. No. 95-00652 Joseph D. Fuccy Advisory Financial Consultants Respondent(s) REPRESENTATION OF PARTIES Clark C. Dedrick and Eva Dedrick ("Claimants") were represented by Richard Sacks, Investors Recovery Service, Novato, California Joseph D. Fuccy ("Respondent") was represented

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant A.G. Edwards & Sons, Inc. 95-00649 Name of Respondent John R. Adamonis REPRESENTATION Claimant A.G. Edwards & Sons, Inc. ("Claimant") was represented by M. Jane Matoesian, Litigation Counsel, A.G. Edwards & Sons, Inc. Respondent John R. Adamonis ("Respondent") appeared pro se CASE INFORMATION The Statement of Claim was

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name ot Claimant Jan Blau 95-00646 Name of Respondent Philip John Milligan REPRESENTATION Claimant Jan Blau ("Claimant") appeared pro se. Respondent Philip John Milligan ("Respondent") appeared pro se. CASE INFORMATION Claimant's Statement of Claim was filed on February 6, 1995. Claimant's Amended Statement of Claim was filed on September 5, 1995. Claimant's Sub

N.A.S.D. AWARD f~ * I NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant ^ Edsel Max Coble 95-00640 Name of Respondents J. Gregory & Co., Inc. Mohammed Wasif REPRESENTATION Claimant Edsel Max Coble ("Claimant") was represented at the hearing by John A. Dezio, Esq., Attorney at Law, in Charlottesvilie, VA. Respondents J. Gregory & Co., Inc. and Mohammed Wasif (collectively know

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Irving and Marilyn Golombeck 95-00639 Name of Respondents Alex V. Folgen La Jolla Capital Corporation CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 8, 1995, Claimants Irving and Marilyn Golombeck ("Claimants"), who appeared Pro Se, alleged that Respondents Alex V. Folge

N-A-S.D. AWARD NATTONAT. ASSOCIATION OF SRTTTRITIRS DEALERS, TNf! In the matter of the Arbitration Between Name nf f!laimant(s) Klaus Wronker NASD Arbitration No. 95-00636 Name nf Respnndent(s) Charles Schwab & Company, Inc. REPRESENTATION For Claimant : Klaus Wronker, In Pro Per For Respondent: Gail M. Gebstadt, Esq. Charles Schwab & Company San Francisco, California CASE INFORMATION Statement of Claim filed: February 8, 199

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of the Claimant Case Number: 00-03838 Salvatore R. Caruso Names of the Respondents Hearing Site: Tampa, Florida Raymond James & Associates, Inc. Irwin Glazer Harris Eugene Bunkin REPRESENTATION OF PARTIES For Salvatore R. Caruso ("Caruso"), hereinafter referred to as "Claimant": Michael Waldorf, Esq., New York, New York. For Raymond James & Associates, Inc.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Roger and Tammy Bryan 95-00635 Name of Respondent Dean Witter Reynolds, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 7, 1995, Claimants Roger and Tammy Bryan ("Claimants"), who appeared Pro Se, alleged that Respondent Dean Witter Reynolds, Inc. ("Respondent"), misrepr

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Lorena V. Manrod 95-00634 Name of Respondents A.G. Edwards & Sons, Inc. Robert A. Lyons CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 7, 1995, Claimant Lorena V. Manrod, ("Claimant"), through her representative, Donald M. Feferman, Esq., of Feferman & Renler, L.L.P., loc

NASD REGULATION, INC. AWARD NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Cheryl A. Horowitz 95-00631 Name of Respondent Ladenburg, Thalmann & Company REPRESENTATION For Claimant, Cheryl A. Horowitz ("Claimant"), appeared Kenneth A. Lapatine, Esq., of the law firm Camhy Karlinsky & Stein located in New York, New York. For Respondent, Ladenburg, Thalmann & Company ("Respondent"), appeared Robert Weintraub, Es