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95-00165-Award-NASD-19951030.pdf

:- •-, _ W CTW N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS PI IR1 1C In the Matter of the Arbitration Between Name of Claimant(s) Robert & Patricia Whitehouse Joel E. and Linette M. Larson 95-00165 Name of Respondcnt(s) Andrew Schattman Camelot Investment Corp. John Fasano REPRESENTATION The Claimants Robert Whitehouse and Joel Larson appeared pro se. The Claimants Patricia Whitehouse and Linnette Larson

95-00164-Award-NASD-19960206.pdf

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimants Robert E. Griswold v. NASD Arbitration No. 95-00164 Name of Respondents Russell W. Young, Associated Securities Corp.* and Robert Scott Securities REPRESENTATION For Claimants: Deidre Ward, Esq. Mission Viejo, California For Respondents: Russell W. Young, In Pro Per CASE INFORMATION Statement of Claim filed

95-00162-Award-NASD-19960605.pdf

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) John M. Riedl 95-00162 Name of Respondent(s) David A. Blech D. Blech & Co,Inc. REPRESENTATION For Claimant John M. Riedl: Frank Lightmas, Esq. of the law firm of Lightmas and Delk, Atlanta, GA. The Respondents did not appear. CASE INFORMATION Statement of Claim filed: January 11, 1995. Claimant's Submission Agree

95-00161-Award-NASD-19960731.pdf

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Robert L. Hillman, and Rosemary Hillman, Claimants, v. No. 95-00161 Kemper Securities, and Kevin Bell, Respondents. REPRESENTATION OF PARTIES Robert L. Hillman, and Rosemary Hillman ("Claimants") were represented by J. Michael Vaughan, Esq., of Weisenfels & Vaughan, Kansas City, Missouri. Kemper Securities ("Kemper"), and Kevin Bell (

00-03785-Award-NASD-20010719.pdf

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: William Salvie, (Claimant) vs. Mason Hill & Co., Inc. and Gerard Celmer, (Respondents) Case Number: 00-03785 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, William Salvie, hereinafter referred to as "Claimant", appeared pro se. Respondents, Mason Hill & Co., Inc. ("Mason") and Gerard Celmer ("Celmer"), hereinafter collectively referred to as "Respondents"

95-00158-Award-NASD-19950927.pdf

N.A.S-D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Stanley I. and Judith K. Sandier 95-00158 Name of Respondents Ian R. Hosang A.S. Goldmen & Company Oliver P. Hosang r AR SIJMMAPV In a claim filed with the National Association of Securities Dealers, Inc. on January 10, 1995, Claimants Stanley I. and Judith K. Sandier, who appeared Pro Se, alleged that Respondent A.S. Gold

95-00154-Award-NASD-19950830.pdf

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Steve Rowe 95-00154 Name of Respondents Keith Menendez John Angelo CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 9, 1995, Claimant, Steve Rowe ("Rowe"), who appeared Pro Se, alleged that on October 9, 1994, Respondent Keith Menendez ("Menendez"), an employee of Lew Lieber

95-00153-Award-NASD-19950929.pdf

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Steven Rodney Snobeck 95-00153 Name of Respondents Douglas A. Olsen Peter C. King Gerald J. Shaughnessy Name of Third Party Claimant Douglas A. Olsen nf Third Party Respondent PaineWebber, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 10, 1995, Claima

95-00151-Award-NASD-19950928.pdf

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants GKN Securities Corp. 95-00151 Name of Respondents Elyas Seguin CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 9, 1995, Claimant GKN Securities Corp., through its representative, Katherine Nathan, New York, NY, alleged that on or about September 28, 1993, Respondent Elyas

95-00149-Award-NASD-19950609.pdf

N.A.S.D.AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between of Claiman GKN Securities Corp. 95-00149 Name of Respondent Vincent P. DeGracia CASE SUMMARY In a claim filed with the National Association of S ecurities Dealers, Inc. on January 9, 1 995 , Claimant GKN Securities Corp. ("GKN"), through its in-house counsel Katherine Nathan, Esq., New York, New York, alleged that on or about August 9, 1993, Res