NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Gary S. Harhay, and Suzanne Harhay, Claimants, v. No. 95-00055 OLDE Discount Corporation, and Mark Chiapetta, and Deborah Bonsei, Respondents. REPRESENTATION OF PARTIES Gary S. Harhay, and Suzanne Harhay ("Claimants") was represented by Richard Himelrick, Esq., of Byrnes & Himelrick, Scottsdale, Arizona. OLDE Discount Corporat

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Edward Lyon 95-00052 Name of Respondents RAF Financial Corp. Mark K. Skow CASE SUMMARY In a claim Hied with the National Association of Securities Dealers, Inc. on January 3, 1995 Claimant Edward Lyon ("Claimant 1 *), who appeared Pro Se, alleged that Respondents RAF Financial Corporation ("RAFFC"), and Mark K. Skow

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantfs') Michael T. Burke and Susan Bowling CONSOLIDATED AWARD Susan Bowling cust. for Cheresse Burke 95-00049 95-00050 Susan Bowling cust. for Elizabeth R. Burke Name of Respondents) Prudential Securities Inc. James Cronin CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 3, 1995

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Julia C. McKeon Trust, J.C. McKeon, trustee Claimants NASD Arbitration v. No. 95-00045 Emmett A. Larkin Company, Inc., First Heritage Investment Company, Agostino J. Zolezzi Respondents REPRESENTATION OF PARTIES Julia C. McKeon Trust, J.C. McKeon, trustee ("Claimants") was represented by A. Kendall Wood, Esq., Hinchy Witte Wood Anderson &

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Aibitration Between Name of Claimants Ray and Leonor Knopke 95-00044 Name of Respondents The Wellington Group, Inc« Robert Fiore Scott Schalk Neville Golvala Thomas Egan Mark Corso REPRESENTATION For Claimants, Jon A. McAuliffe, Esq., of Shofi, Smith, Henner & Gramovot, Tampa, FL. For Respondents The Wellington Group, ^.("Wellington 11 ), R

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Kenneth A. Mannino 95-00043 Name of Respondents Hamilton Investments, Inc.; Robert A. Ebersole; House Hold International, Inc. REPRESENTATION For Claimant: Kenneth A. Mannino ("Mannino") was represented by David L. Martenson, Esq. of Martenson, Greenlee & Kreitlow, located in Rockford, Illinois. For Respondents: Hamilto

AWARD NASD Regulation, Inc. Office of Dispute Resolution _ In the Matter of the Arbitration Between Name of Claimant Bruce E. Johnson, and 95-00042 Name of Respondent Fitzgerald, Davis & Associates, L. P.; James P. Fitzgerald; Robert E. Davis; North Shore Securities, Inc. REPRESENTATION OF PARTIES For Claimant: Bruce E. Johnson ("Johnson") was represented by Stephen F. Boulton, Esq. of Cantwell & Cantwell in Chicago, Illinois. ;^::'I^ -; . -

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES PEA* ERS In the matter of the Arbitration Between Name of Claimant Herbert H. Eveloff NASD Arbitration V. No. 95^00038 Name of Respondents Norcross Securities, Inc, and Morris Fox For Claimant : Edward T. Swanson, Esq., Swanson & Meepos Santa Monica, California For Respondent: Paul J. Roshka, Esq., Roshka, Heyman & Dewulf Phoenix, Arizona CASE INFORMATION Statement of Claim filed

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-03757 Alicia O. Magno, Claimant vs. Albert Fritz and Gerwin Group, Inc. f/k/a Genvin Stinziano Securities, Respondents. ATTORNEYS: Claimant, Alicia O Mango, appeared Pro Se, St. Clair Shores, ML Respondent, Albert Fritz, appeared Pro Se, Sherman Oaks, CA. Respondent, Gerwin Group, Inc. appeared through it President, Christopher L. Gerwin, Sherman Oaks, CA. DATE FILED: August 29

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant f~* Beverly Walklin 95-00034 Name of Respondents Olde Discount Corporation; Carl Choley REPRESENTATION -- , For Claimant: Beverly Walklin ("Walfcliri") was represented by Merrill Gordon, Esq-. dfuBloomJ Bloom, Davidow & Associates, P.L.C., located in Farmington Hills, Michigan. =;•>* orou pavkt •:>•*- & As^eia For R