N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants D. Louise Dehne and Dana L. Schmidt 93-04095 Name of Respondents Olde Discount Corporation Rodney Douglas Bowman REPRESENTATION For Claimants D. Louise Dehne and Dana L. Schmidt ("Claimants"): D. Louise Dehne For Respondents Olde Discount Corporation ("Olde") and Rodney Douglas Bowman ("Bowman"): Francis R. Ortiz, Esq.

N.A.S.DAWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant William Grant Newman, Jr. and 93-04065 Name of Respondent First Southwest Company REPRESENTATION OF PARTIES William Grant Newman, Jr. ("Claimant") was represented by Fred Kolodey, Esq. Dallas, Texas. First Southwest Company ("Respondent") was represented by Mary O'Connor, Esq. of Akin Gump Strauss Hauer & Feld, L.L.P.,D

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Harold Scharff 93-04046 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 4, 1993, Claimant Harold Scharff, who appeared Pro Se, alleged that he was told by his broker at Respondent Merrill Lynch, Pierce, Fenner & S

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Madeline Andrews Names of Respondents Cybervest Securities, Inc. William Pang Chien and Garth Reeves Case No. 00-03724 Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Madeline Andrews ("Andrews") hereinafter referred to as "Claimant": Eric Norstedt, Esq., Fort Lauderdale, Florida. For Cybervest Securities, Inc. ("Cybervest")

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Donald Waiford and Waiford & Company, Incorporated and _ 93-04034 Name of Respondents RAF Financial Corporation and Robert Long REPRESENTATION OF PARTIES Donald Waiford and Waiford & Company, Incorporated ("Claimants") were represented by Dennis Brovarone, Esq., Denver, Colorado. RAF Financial Corporation and Robert Long

N.A.S.D. AWARD ™ NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of f. Cheemg Q'^-J. ^MH? Name of Respoadeats "n -.v ..-..r,.. -," \_;r-, •••• .--. :-:^n1v ;oecuvV ; •• '-v- 1 - * • " • • • - v ; •• = John Dawson & Associates, Inc., Dexter Choi, u/ :'?iv ^ .. REPRESENTATION OF PARTIES -, ^,, in , ;U. •'•"-. i?\ji.v ^'AKL; in ihe C'O^it.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant Fae D. Anderson NASD Arbitration No. 93-03992 v Name ^f Respondents Michael Landfair Dain Bosworth, Inc. REPRESENTATION For Claimant: Robert RosenthaL Esq. - Opton Galton & Rosenthai - Portland, Oregon For Respondents: Mark A. Turner, Esq. - Ater Wynne Hewitt Dodson & Skerritt - Portland, Oregon CASE INFORMATION

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Lauretta M. Cronin 93-03972 Name of Respondent Lawrence W. Katz CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 30, 1993, Claimant Lauretta M. Cronin, through her counsel, Joseph C. Raskauskas, Esq., Bethany Beach, DE, alleged that Respondent Lawrence W. Katz, who was Preside

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Floyd W. Kunzler 93-03955 Name of Respondents A.S. Goldmen & Co. Mike Fagen Joseph William Donohue CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 29, 1993, Claimant Floyd W. Kunzler, who appeared Pro Se, alleged that he bought 500 shares of Babystar, Inc. common sto

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants William T. and Barbara Mansfield 93-03946 Name of Respondents Merrill Lynch, Pierce, Fenner and Smith. Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 27, 1993, Claimants William and Barbara Mansfield, who appeared Pro Se, alleged that Respondent Merrill Lynch, Pierce,