N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Michael D. & Mary C. Meyers 93-03868 Name of Respondents Brian Stevenson Tom Kelsey CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 24, 1993, Claimants Michael D. and Mary C. Meyers, who appeared Pro Se, alleged that they purchased IS units of Amfac/JMB Hawaii Inc. limit

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimants: Barry James Meyers vs. Name of Respondents: Scottsdale Securities, Inc. Case No. 93-03861 REPRESENTATION Claimant appeared pro se. Respondent appeared by Mark Finnegan, Compliance, Scottsdale Securities, Inc. CASE INFORMATION Statement of Claim filed: September 9, 1993. Claimant's Submission Agreement si

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between. Name of Claimant Joe A. Gibson 93-03853 Name of Respondent F.N. Wolf & Co., Inc. REPRESENTATION For Claimant, Joe A. Gibson ("Gibson"): Pro Se. For Respondent, F.N. Wolf and Co. ("F.N. Wolf 1 ): Arthur G. Wyatt, Esq. of Reed Smith Shaw and McClay. CASE INFORMATION Statement of Claim filed on: September 24, 1993. Claimant's

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Richard E. Cole 93-03840 Name of Respondents Shearson Lehman Hutton. Inc.. n/k/a Smith Barney Shearson Inc. Harry L. Moore CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 26, 1994, Claimant Richard Cole, who appeared Pro Se, alleged that he had maintained an IRA account wi

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between nf Claimant Rajendra D. Chhetri Case No. 00-03722 Name nf ft^pnn^nt Datek Online ing Site- Washington, D,C. PFPPFSFNTATTOTV OF Claimant Rajendra D. Chhetri ("Claimant") represented himself. Respondent, Datek Online ("Respondent"): G. Thomas Fleming III, Jones, Bell, Abbott, Fleming & Fitzgerald L.L.P., Los Angeles, California. Statement of Claim filed on: Au

NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD In the Matter of the Arbitration Between Hemalatha Challa and Rami Reddy Mutyala Claimants v. NASD No. 93-03832 Olde Discount Corporation and Daniel Espino Respondents Representation For Claimant: Rami R. Mutyala, San Diego, California For Respondent: Lisa S. Fildes, Esq. of Olde Discount Corp,, Detroit, Michigan Case Information Statement of Claim filed: September 17, 1993 Cla

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Norman Essner 93-03827 Name of Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. rt CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 23, 1993, Claimant Norman Essner, who appeared Pro Se, alleged that Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc., through its

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimants William K. Brewster n and Lexie Brewster and 93-03724 Name of Respondents Merrill Lynch, Pierce Fenner & Smith, Inc. and Eddie Alexander REPRESENTATTON OF PARTIES William K. Brewster II and Lexie Brewster ("Claimants") were represented by Michael G. O'Neill, Esq. and Patricia A. O'Meara, Esq. of O'Neill, Snell, Banowsky

N.A.S.D. AWARD In the Matter of the Arbitration Between Name of Claimants Sidney W. and Lillian A. Jennes 93-03697 Name of Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 20, 1993, Claimants Sidney & Lillian Jennes, through Evan Tanenbaum, Esq., alleged that Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc.", through it's broker, Robe

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant David R. Court 93-03692 Name of Respondents J.W. Barclay & Co., Inc. Michael J. Wills Frederick J. Rochelle CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 17, 1993, Claimant David R. Court, who appeared Pro Se, alleged that Respondent Fred Rochelle, who was a former