t N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Jack Utsick 93-02810 Name of Respondents Bruce Barber Barber & Bronson Inc. REPRESENTATION For Claimant, Jack Utsick ("Utsick"): Russell L. Forkey, Esq. of Deerfield, Florida. For Respondents, Bruce Barber ("Barber"), Barber & Bronson Inc. ("B & B"): Eric P. Liftman, Esq. of Berley & Littman, P.A., Miami, Florida.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Henry W. Reed and Elizabeth Wadsworth Q3-02809 Name of Respondents Prudential Securities, Inc. Alex Socolof REPRESENTATION For Claimants Henry W. Reed and Elizabeth Wadsworth ("Claimants"): The Claimants appeared pro se. For Respondents Pnidential Securities, Inc. ("Prudential") and Alex Socolof ("Socolof"): Gerard J.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Mutter of the Arbitration Beiv-een Name of Claimant Gary J. Zeran 93-02808 Name of Respondent Olde Discount Corporation CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 20, 1993, Claimant Gary J. Zeran. who appeared Pro Se, alleged that Respondent Olde Discount Corporation failed to execute an order to sell 7 Ford Call Options at t

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS PaineWebber Incorporated, Claimant/Counterrespondent, v. No. 93-02800 Fred H. Larrabee, III, Respondent/Counterelaimant REPRESENTATION OF PARTIES Edward Degenhardt, Esq., Litigation Counsel, PaineWebber Incorporated, Weehawken, New Jersey, represented PaineWebber Incorporated ("Claimant"). Fred H. Larrabee, III ("Respondent") appeared on his own behalf. CASE INFORMATION Claima

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-03716 Beverly F. Cook, Claimant vs. Sondra B, Robbins & Hibernia Investments, LLC, Respondents. ATTORNEYS: Claimant, Beverly F. Cook, ("Claimant"), appeared Pro Se, Baton Rouge, LA. Respondents, ("Respondents"), appeared through their in-house counsel Gary L. Ryan, Esq., New Orleans, LA. DATE FILED: August 25, 2000^ CASE SUMMARY: Claimant alleged that he was billed a sales charge o

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Sidney and Carol IJpltzman r i( ; v;.- 3 93-02793 Name of Resrxmdent(s) H. David Milgrim Joseph P. St. Thomas REPRESENTATION Claimants, Sidney and Carol Holtzman ("the Hoitzmans") were represented by Arnold Steinberg, Esq. of the law office of Arnold Steinberg, P. A., Boca Raton, Respondents, H. David Milgrim

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Eugene Marino 93-02789 Name of Respondent Charles Schwab & Company. Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 19, 1993, Claimant Eugene Marino, who appeared Pro Se, alleged that on May 20, 1993 he put an order in to Respondent Charles Schwab & Co., Inc. for 500 shares o

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Abraham Adelman and Phyllis Adilman, JTWROS AWARD 93-02781 Name of Respondent Kidder, Peabody & Co., Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 16, 1993, Claimants Abraham Adelman and Phyllis Adilman, who appeared Pro Se, alleged that Respondent Kidder, Peabody

N.A.SJ>. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimants Jane A. Trenary, Sandra K. Feary, and T-Mar Partnership ^KX ; ^, : ;; ."-.'•; ;'j- ..4-.. !-,";'••} V-',•'(* uj.'iL i..'.'t ' '''-.*'.- - . . „ ' . , 93-02771 Name of Respondents City Securities, Inc., Boyle Securities, Inc** Maureen Boyle, Wallace Boyle, John Boyle, and John D. Mete' REPRESEN

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Name of Claimant Paul E. Johnston Name of Respondent NO. 93-02769 Princeton American Equities, inc. a/k/a Princeton American Equities corporation Can/ wayne DePriest REPRESENTATION OF PARTIES For Claimant: Michael salcido, Esq., scottsdaie, Arizona. Respondents appeared on their own behalf. CASE INFORMATION Statement of Claim filed on or about July 14,1993. claimants submi