N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DF.AT.FRS. INC. In the matter of the Arbitration Between Name of Claimant^ Clarence L. Healy Dolores M. Healy NASD Arbitration No. 93-01715 Name of Respondent fs) Kcber Firidiic^ai Corp. Cohig & Associates, Inc Richard M. Gawlik Harvey F. Levin Peter N. Bowinski REPRESENTATION For Claimants: Bruce I. Garfield, Investors Arbitration Services, Inc., Woodland Hills, Californi

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Edward Nordan 93-01713 Name of Respondents Shearson Lehman Brothers, Inc. Jonathan S. Goid Robert Finkelstein Jody Eisenman REPRESENTATION For Claimant: James P. Murphy, Esq. of Berry, Moorman, King & Hudson. For Respondents, Shearson Lehman Brothers, Inc., Jonathan S. Gold, Robert Finkelstein and Jody Eisenman: Joh

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Christine Lybrand Case # vs. 93-01708 Name of Respondents Merrill Lynch Pierce Fenner & Smith Inc Norman T. Covar REPRESENTATION For Claimant: Randal Johnson, Esq., located in Charleston, South Carolina. For Respondent: Jessica J-M Hagen, Esq. of Rogers & Hardwin, located in Atlanta, Georgia. CASE INFORMATION Statem

GRMH037.X01 327525980 OS/05/94 MG:bs1 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Lucille E. Martin vs. NASD #93-01706 Crowe 11, weedon & Co. For Claimant: Dennis G. Merenbach, Esq.; and J. Leo Federman of Investor's Rights Association For Respondent: John A. Blue, Esq. and Kevin P. Farmer, Esq. of Adams , Duque & Hazeltine CASE INFORMATION Statement

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Names of Claimants Alice Rose Kowalson. M.D. and Alice Rose Kowaison. M.D. Pension Plan 93-01701 Names of Respondents Fahnestock & Co.. Inc.. John Boesel. and Dickinson & Company REPRESENTATION Claimant, Alice Rose Kowalson was represented by L Clayton Berger, Esq. of Teilborg, Sanders & Parks, Phoenix, Arizona. Respondent, Fahnesto

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Alfred G. Brand 93-01698 Name of Respondents Barry Chanipney Robert Brown CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 28, 1993, Claimant Alfred G. Brand, who appeared Pro Se, alleged that in February, 1991 Respondent Robert Brown telephoned Claimant to say he h

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS : In the Matter of the Arbitration Between Name of Claimant Earl Avery 93-01696 Name of Respondents Raymond James & Associates, Inc. Delaware Charter Guarantee & Trust Co. Robert Wolfson J.B. Hanauer & Co., Inc. Neil Cohen REPRESENTATION For Claimant, Earl Avery ("Claimant"): Ashirah S. Napthalli, Esq. located in Laurel ton, New York. For Respondent, Raymond James

N.A.S.D* AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Name of Claimant Donald M. Wright 93-01694 Name of Respondent R.G. Dickinson REPRESENTATION OF PARTIES For Claimant, Donald M. Wright at the hearing: Bruce Pearson, Pearson, Inc., Fargo, North Dakota. For Respondent, R.G. Dickinson at the hearing: Catherine A. Gnatek, Esq. of Dorsey & Whitney, Minneapolis, Minnesota. CASE INFORMATION Statement of Claim filed on: April 27, 1993

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant William N. & Corrine E. Bickel and 93-01692 Name of Respondents Donald J. Denton W. Russell Denton Strategic Financial Planning Center, Inc. REPRESENTATION OF PARTIES William N. & Conine E. Bickel ("Claimant") were represented by Walter V. Mines, Esq., Springfield, Ohio. Donald J. Denton and W. Russell Denton ("Respon

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Name of Claimants George Vetrano Carol Vetrano No. 93-01635 Name of Respondents Steven E. Kaye Yaeger Securities REPRESENTATION OF PARTIES For Claimants: Lawrence E. Condit, Esq., Tucson, Arizona. For Respondent Yaeger Securities: David Mahler, Yaeger Securities, Encino, California. Respondent Steven E. Kaye failed to appear. CASE INFORMATION Statement of Claim filed o