•-' i r r.ui'i i u-ou—nr>a L i rr-i • i'-'i i ~ -i 11 wn< _iui N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In rhe Matter of the Arbitration Between Name Billy Turner and Lynn Forester and 9341367 Name of Respondents A. B, Culbertson and Company Michael E. Boever REPRESENTATION OF PARTIES Billy Turner and Lynn Forester (^Claimants") were represented by Bert Kell, Esq. of Hoover & Storey, Little Rock, Arkansas; i

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Rita Mizell; Rita's, Inc.; Rita's, Inc. Money Purchase Pension Plan; and Rita's Inc. Profit Sharing Trust 93-01366 Name of Respondents Prudential Securities Incorporated; Gerald A. Kissner REPRESENTATION For Claimant: Rita Mizell; Rita's, Inc.; Rita's Money Purchase Pension Plan; and Rita's Inc. Profit Sharing Trust ("Mize

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of James M. Fazzio 93-01365 Name of Respondents Shearson Lehman Brothers, Inc. Lawrence Udell Joan Caridi LisaKahl CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 5, 1993, Claimant James M. Fazzio, who appeared Pro Se, alleged that he was contacted by Respondent Lawren

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Bridget Shaheen 93-01361 Name of Respondents Robert Todd Financial Corp. Steve R. Cloyes CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 5, 1993, Claimant Bridget Shaheen, who appeared Pro Se, alleged that she became involved with Respondent Robert Todd Financial C

12-21-1994 04:14PM FROM NflSD flrbitration/Chicago TO 12128583974 P.13 RA.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Richard B. Rosenthal 93-01360 Name of ftesnondents Shearson Lehman Brothers, Shearson T .rhmaTi Brothers Holdings Inc.; Shearson Lehman Brothers Holdings Inc. Employee Benefit Plans Committee; Trustees of die Shearson Lehman Brothers Holdings Inc. Retirement Trust. Fo

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant John C. West 93-01356 Name of Respondents J.W. Gam and Associates. Inc. Hanifen, Imhoff, Inc. Steven Paul Shipley CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 5, 1993, Claimant John C. West, who appeared Pro Se, alleged that in June, 1992 he received an unso

N.A.S.D. AWARD W NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Namenf Claimant Prudential Securities Incorporated Casetf vs. 93-01350 Name of Respondent Darold C. Brooks REPRESENTATION For Claimant: Dennis J. McCarthy, Esq. of Prudential Securities, Inc. For Respondent: Mitchell S. Rosen, Esq. of Rowc, Foltz & Martin, P.C. CASE INFORMATION Claimant's Statement of Claim filed: March 15,1993 Cl

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter or the Arbitration Between Name of Claimants Dominick and Dolores DiNapoli 93-01347 Name of Respondent American Bond Group, Inc. REPRESENTATION Claimants, Dominick and Dolores DiNapoli, appeared pro se. Respondent, American Bond Group, Inc., did not appear. CASE INFORMATION Statement of Claim filed: March 31, 1993. Claimant's Submission Agreement signed on: April

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SF.CURTTTES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant Tsvi Harry Esdi&e NASD Arbitration Jack White fit Company, Inc. and Steve Conway For Claimant: Tsvi Harry Esdine, For Respondent Jack White & Company, Inc Robert O. Reed, Executive Vice Presideiu, Jack White & Company, Inc. For Respondent Coniray: Stephen V. Cooway, prose CASE INPQItMATIQN Statement of Claim file

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Dr. Mark Perrino & Kaiin Nyenstad 93-01343 Name of Respondents Shearson Lehman Brothers, Inc. Karen Friedman CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 5, 1993, Claimants Mark Perrino and Karin Nyenstad, who appeared Pro Se, alleged that in 1991 when they beg