Award NASD Dispute Resolution In the Matter of the Arbitration Between: Alfonso DeMartino, (Claimant) vs. Prime Capital Services, Inc. and Salvatore Liggieri, (Respondents) Case Number: 00-03614 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Alfonso DeMartino, hereinafter referred to as "Claimant": Arthur P. Fisch, Esq., Attorney at Law, New York, NY. Respondent, Prime Capital Services, Inc. ("Prime"): Fred N. Knopf, Esq., Wils

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Dean Witter Reynolds, Inc., Claimant vs. Mohammed Alam, Respondent. Case Number: 00-00370 * Hearing Site: Nashville, Tennessee REPRESENTATION OF PARTIES Claimant, Dean Witter Reynolds, Inc. ("Dean Witter"), hereinafter referred to as "Claimant", was represented by Anita M. Britton, Esquire, and Crystal Osborne, Esquire, of Stoll, Keenon & Park, LLP, Lexington, Kentucky. Re

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Samuel Lipson, (Claimant) vs. Prudential Securities, Inc., Dean Witter Reynolds Inc., Corporate Securities Group, Inc. n/k/a JW Genesis Financial Services, Inc., and Richard D. Gluck, (Respondents) Case Number: 00-00035 Hearing Site: Boston, Massachusetts REPRESENTATION OF PARTIES Claimant, Samuel Lipson, hereinafter referred to as "Claimant": Ralph A. Gant, Esq., a sole practit

N.A.S.D. AWARD In the Matter of the Arbitration Between Name of Claimant Claramae R. Jones 93-01334 Name of Respondent Corporate Securities Group, Inc. REPRESENTATION For Claimant, Claramae R. Jones ("Jones"): Philip J. Snyderburn, Esq. of Snyderburn, Rishoi & Swann, Winterpark, Florida. For Respondent, Corporate Securities Group, Inc. ("CSG"): Gregory Tendrich, Esq. of Corporate Securities Group, Inc., Boca Raton, Florida. CASE INFORMAT

4fe NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Claramae R. Jones Claimants ) Case Number 93-01333 Quest Capital Strategies, Inc. ) Respondents REPRESENTATION Claimant, Claramae R. Jones ("Jones"): Phillip J. Snyderburn, Esq. of Snyderburn, Rishoi & Swann. Respondent, Quest Capital Strategies, Inc. ("Quest"): Barry Jacobs, Esq. of the Law Office of Barry J. Jacobs. CASE INFORMATION Statement of Claim filed: April 1, 1

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Andrew and Eleanor Sopko, Eleanor Sopko Trust 93-01322 Name of Respondents A.G. Edwards & Sons, Inc. John R. Shipman CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 2, 1993, Claimants Andrew and Eleanor Sopko, who appeared Pro Se, alleged that Respondent A.G.

A _ N.A.S.D. AWARD NATIONAL ASSOCIATION OF SFCURITp?^ HFAT FRS. IT- In the matter of the Arbitration Between Name of Claimant Seidler Amdec Securities, Inc. NASD Arbitration No.93-01316 Name of Respondent Sperber Adams & Company RFPRFSFNTATIQN For Claimant: Arthur L. Sherwood, Esq., Gibson, Dunn & Crutcher, Los Angeles, California For Respondent: Lewis J. Sperber, Sperber, Adams & Company, Westport, Connecticut r ASF. INFORMATION

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Randall S. Cotner 93-01313 Name of Respondents J.W. Gant & Associates Pam Smith Haraburda Linda Speare if CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 2, 1993, Claimant Randall S. Cotner, through his counsel, Russell L. Forkey, Esq., Deerfield Beach, FL, alleged th

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Prudential Securities, Inc. Name of Respondent Raymond Minicucci 93-01301 REPRESENTATION For Claimant Prudential Securities, Inc. ("Claimant"): Richard A. Miller, Esq. of the law firm of Katten Muchin & Zavis located in New York City, New York. For Respondent Raymond Minicucci ("Respondent"): Stephen B. Wexler, Esq. of Wexl

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant Edward Avedisian vs. Case #93-01291 Name of Respondent Spartan Brokerage/Fidelity Brokerage Services, Inc. REPRESENTATION ^^ Claimant, Edward Avedisian ("Claimant"), was not represented by counsel. For Respondent. Spartan Brokerage/Fidelity Brokerage Services, Inc. ("Fidelity"), David C. Boch, Esq. from the law firm of Bingham,