AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Dennis J. Reardon and 03-01917 Phoenix, Arizona Name of Respondents Prudential Securities, Inc. n/k/a Prudential Equity Group LLC Gary G. Vescio Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Dennis J. Reardon ("Claimant") was represented by Raymond M. Hunter, Esq., Galbut & Hunter, P.C., Phoenix, Arizo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jennifer Bernard Trust, Nancy Lowendahl, Trustee (Claimant) v. A.G. Edwards & Sons, Inc. and Robert Alex Nogrady (Respondent) Case Number: 03-01916 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Jennifer Bernard Trust, Nancy Lowendahl, Trustee ("Trust") hereinafter referred to as "Claimant": S

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Wachovia Securities, Inc. Name of the Respondent AlanR.O'Kell Case Number: 03-01911 Hearing Site: Orlando, Florida Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Wachovia Securities, Inc. ("Wachovia"), hereinafter referred to as "Claimant": Jonathan E. Levine, Esq., Law Office of Daniel S. Fiore, Arlington, VA.

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Barbara Wennberg (Claimant) v. MetLife Securities, Inc., Edward Dennis Pakel, and Randolph S. Nathanson (Respondents) Case Number: 03-01909 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Persons. REPRESENTATION OF PARTIES Claimant Barbara Wennberg ("Wennberg") hereinafter referred to as "Claimant": John E. Lawlor, Esq., Mineo

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: George G. Touponse, Jr. (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Patrick John Murphy (Respondents) Case Number: 03-01908 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant George G. Touponse, Jr. ("Touponse") hereinafter referred to as "Claimant": John E. Lawlor, Esq

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Mantis Securities, Inc. and Edward Linzer (Claimants) v. J.B. Oxford & Co. n/k/a National Clearing Corp., Jamie G. Lewis, Albert R. Laubenstein, Michael Chiodo, James Lin, and Christopher Jarrett (Respondents) Case Number: 03-01904 Hearing Site: New York, New York Nature of the Dispute: Member and Associated Person v. Member and Associated Persons. REPRESENTATION OF PARTIES

Award NASD Dispute Resolution In the Matter of the Arbitration Between: John Martin Machala (Claimant) v. A.G. Edwards & Sons, Inc. and Stephen A. Fornarola (Respondents) Case Number: 03-01902 Hearing Site: Buffalo, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant John Martin Machala ("Machala") hereinafter referred to as "Claimant" appeared pro se. Assisted by Albert Brightenfield, CPA, B

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of tfr* rfo™ 3 "^ Pac^ ^nmhpr- 03-01901 Joseph L.Vanderhamm; and Gene and Charline Upshaw Brookstreet Securities Corporation; National Planning Corporation; Dana Niles Frankfort; and, James H. Simmons, Jr. Hiring SJt^' Dallas, Texas NATTTRF O TfF Public Customer v. Member Firms and Associated Persons nF - Claimants Joseph L. Vanderharnm ("Van

Award NASD Dispute Resolution In the Matter of the Arbitration Between: nf thft Plaimant Pflgft Nnmher- 03-01900 The Estate of Eva Bond Site* Dallas, Texas Merrill Lynch, Pierce, Fenner & Smith, Inc. and Gary Lee Morton TVATffTOT. OF TTTF mSPTTTF Public Customer v. Member Firm and Associated Person Claimant The Estate of Eva Bond, hereinafter referred to as "Claimant": H. Allen Pennington, Jr., Esq. of the firm of Pennington, Hill & Baker, L

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Paul and Jean-Marie Kolaric, Claimants Vs. McDonald & Company Securities, Inc., and First Union Securities, Inc., Respondents Case Number: 00-03566 Hearing Site: Cleveland, Ohio REPRESENTATION OF PARTIES Claimants, Paul and Jean-Marie Kolaric ("Kolaric"), hereinafter collectively referred to as "Claimants", appeared Pro Se. Respondent, McDonald & Compan