Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant (Via Number: 03-01499 William D.Duvall IRA Name of the RespnnHp.nfg Hrarin£ Site- Washington, DC CffiC World Markets Corp. Raleigh Kraft Warren B. Bischoff Nature of the Dispute: Customer vs. Member and Associated Persons. RFPRRSFNTATTOTsT OF PARTIES Claimant, William D. Duvall IRA, ("Claimant"), was represented by Ron Early, Esq., Lerch, Early &

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Paul Ehrenstein and Paul Ehrenstein Associates, Lac. (Claimants) v. Laconia Capital Corporation, Mike Franzese, and Armstrong Asset Management Group, Inc. (Respondents) Case Number: 03-01898 HearinR Site: New York, New York Nature of the Dispute: Associated Person and Non-Member v. Member, Non-Member, and Associated Person. REPRESENTATION OF PARTIES Claimants Paul Ehrenstein

Award NASD Dispute Resolution In the, Matter of the Arbitration Between: Natrift nf thft riaimflnt ' Casfi Niitnhftr- 03-01897 Novinger Group, 1 Inc. nf thft PpspnnHffntfi Hpgring Site* Philadelphia, PA Wachovia Securities, LLC Hartford Insurance, Inc. Richard Harper Nature of the Dispute: Customer vs. Member, Non-Member and Associated Person. BFPRF.SF.NTATTON OF PARTIES Claimant, Novinger Group, Inc., hereinafter referred to as "Cla

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Glen D. Anderson Names of the Respondents Salomon Smith Barney, Inc. n/k/a Citigroup Global Markets, Inc. E. John Evans Case Number: 03-01890 Hearing Site: Orlando, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Glen D. Anderson, hereinafter referred to as "Claimant": Eduardo

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-01889 Linda A. Durso, Claimant vs. Salomon Smith Barney, Inc. n/k/a Citigroup Global Markets Inc., Respondent. ATTORNEYS: Claimant, Linda A. Durso, ("Claimant"), appeared pro se., Colts Neck, NJ. Respondent, Salomon Smith Barney, Inc. n/k/a Citigroup Global Markets Inc., ("Respondent"), appeared through its in-house counsel, Ann Parry, Esq., New York, NY. DATE FILED: March 17, 2003 C

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Steven Fox and Meryl Fox (Claimants) v. Citicorp Investment Services, Sofia Tara Manashirov, and UBS Financial Services, Inc. f/k/a UBS PaineWebber, Inc. (Respondents) Case Number: 03-01886 Hearing Site: New York, New York Nature of the Dispute: Customers v. Members and Associated Person. REPRESENTATION OF PARTIES Claimants Steven Fox and Meryl Fox ("The Foxes") hereinafter coll

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-01884 Susan M. Diamond, Claimant v. International Securities Corporation, Zvi Amit, Menachem Cohen, and Issac Vidomlanski, Respondents. ATTORNEYS: Claimant/Counterclajm Respondent, Susan M. Diamond, ("Diamond") appeared pro se, Westbury, NY. Respondents: (collectively, "Respondents") Respondent, International Securities Corporation, ("International Sec."), did not enter an appearance

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-01881 Fahnestock & Co. Inc., Claimant vs. Denise M. Syers, Respondent. ATTORNEYS: For Claimant appeared in-house counsel Eric J. Shames, Esq., New York, NY. Respondent did not respond to the Statement of Claim. DATE FILED: March 17, 2003 CASE SUMMARY: Claimant alleged that Respondent has failed and refused to repay the remaining principal balance due pursuant to the terms of a Promissory

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Marjorie R. Terry, individually and as Trustee of the Terry Family Trust, Claimants v. A.G. Edwards & Sons, Inc., and Delwin Robert Frew, Respondents Case Number: 03-01876 Hearing Site: San Francisco, California Nature of the Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: Mitchell S. Ostwald, Esq. Law Offices of Mitchell S. Ostwal

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Steven Young (Claimant) v. Salomon Smith Barney, Inc. n/k/a Citigroup Global Markets, Inc. (Respondent) Case Number: 03-01874 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES Claimant Steven Young ("Young") hereinafter referred to as "Claimant": Alan E. Wolin, Esq., Wolin & Wolin, Jericho, NY. Respondent Salomon