Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Daniel N. Talcoit Claimant vs. Interpacific Investor Services, Inc., Respondent. Case Number: 99-01938 Hearing Site: Seattle, WA REPRESENTATION OF PARTIES Claimant, Daniel N. Talcott (hereinafter referred to as "Claimant 11 ): In Pro Per, 821 142 nd Place, SE#C, Bellvue, WA 98007 Respondents, Interpacific Investor Services, Inc., (hereinafter referred to as "Respondent

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Raymond A. Rubin and Eunice I. Rubin Revocable Trust, Claimants Case Number: 99-01937 vs. Hearing Site: Milwaukee, Wisconsin Alvaro F. Dumancella, Redstone Securities, Inc., Fred Eugene Plan Robert Francis Ryder, Jr., and Madison Capital Markets Corp., Respondents. REPRESENTATION OF PARTIES Claimants Raymond A. Rubin and Eunice I. Rubin Revocable Tr

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 99-01935 Tercila Giovannini, claimant vs. Christopher Kilroy and Nationsbanc Investments, Inc., respondents. ATTORNEYS: Claimant appeared Pro Se, Boca Raton, FL. Respondent Christopher Kilroy appeared Pro Se, Denver, CO. For Respondent Nationsbanc Investments, Inc., appeared Richard B. Warren, Kelley & Warren, P.A., West Palm Beach, FL. DATE FILED: April 27, 1999 CASE SUMMARY

N.A.S.D. REGULATION AWARD NATIONAL ASSOCTATTONJ3F SECURITIES DEALERS REGULATION. INC CASE: 99-01934 Charles Schwab & Co.,Inc., claimant vs. Edward Sitzicr, respondent. ATTORNEYS. For Claimant Charles Schwab & Co., Inc. ("Claimant"), Richard A. Karoly, Esq.. Charles Schwab & Co., Inc., San Francisco, California. Respondent Edward Sitzlcr ("Respondent"), did not respond to the Statement of Claim. DATE FILED: 04/27/1999 CASE SUMMARY: Claimant alleged t

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01933 Ralph R. Vanderlinde and Yingtao Gan Vanderlinde, Ten. Comm., claimant vs. Kennedy Cabot & Co. and Waterhouse Securities, Inc., respondents. ATTORNEYS: Claimants, Ralph R Vanderlinde and Yingtao Gan Vanderlinde, Ten. Comm. ("Claimants"), appeared Pro Se., La Puente, CA. For Respondents, Kennedy Cabot & Co. and Waterhouse Securities, Inc. ("Respondents"),

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Dezso Ladanyi and Alice R. Ladanyi, Claimants Case Number. 99-01914 Vs. Hearing Site: Cleveland, Ohio Merrill Lynch Pierce Fenner & Smith, Inc., and Ted W. Goble, Respondents. REPRESENTATION OF PARTIES Gail E. Sindell, Esquire, of Kaufman & Cumberland, Cleveland, Ohio, represented Claimants Dezso Ladanyi and Alice R. Ladanyi ("Ladanyi"), hereinafter collect

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Louis Smith and Paul Zavell, Claimants Vs. Preston. Langley Asset Management, Inc., Christian W. Blake, and Gregg Adams, Respondents. Case Number: 00-03499 Hearing Site: Cleveland, Ohio REPRESENTATION OF PARTIES Roger W. Van Deusen, Esquire, of Chattman, Gaines & Stern, Cleveland, Ohio, represented Claimants Louis Smith ("Smith") and Paul ZaveU ("Zavell

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Names of Claimants Lloyd Beirne David Davidson Case No. 99-01913 Names of Respondents First Liberty Investment Group Christian L. Emenente Steven J. Dapuzzo Dorothy J. Hankinson James W. O'Connor REPRESENTATION OF PARTIES For Lloyd Beirne ("Bierne") and David Davidson ("Davidson"), hereinafter collectively referred to as "Claimants": Herbert M. Jacob

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATIONJNC, CASE: #99-1912 OLDE Discount Corporation, claimant vs. Excell Marks, respondent. ATTORNEYS: For Claimant, OLDE Discount Corporation, appeared in-house counsel Aaron L. Kleid, Esq., Detroit, MI. Respondent, Excell Marks, did not respond to the Statement of Claim. DATE FILED: April 26, 1999 CASE SUMMARY: Claimant alleged that respondent failed to pay for purchase of 1,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Olde Discount Corporation, (Claimant) vs. Giuseppe Valentino, (Respondent) Case Number: 99-01907 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Olde Discount Corporation, hereinafter referred to as "Claimant": Aaron L. Kleid, Esq., Staff Attorney, Olde Discount Corporation, Detroit, MI. Respondent, Giuseppe Valentino, hereinafter referred to as "Responden