Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Peter Norbetto and Mary Sue Norberto (Claimants) vs. Millennium Securities Corp. and Kenneth Fuller, (Respondents) Case Number: 99-01530 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Peter and Mary Sue Norberto, hereinafter collectively referred to as "Claimants": David H. Ledgin, Esq., a sole practitioner, Mineola, NY. Respondents, Millennium Secur

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Anthony Varbero, (Claimant) vs. Coleman & Company Securities, Inc., James Port, Simon Hershon, and Ehud Laska, (Respondents) Case Number: 99-01528 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Anthony Varbero, hereinafter referred to as "Claimant": Michael Huberman, Michael Huberman & Associates, La Quinta, CA. Previously represented by: Joseph Lee Matal

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: William K. Shepard (Claimant) vs. A.G. Edwards & Sons, Inc. and Bruce A. Reed (Respondents) Case Number: 99-01525 Hearing Site: Albuquerque, New Mexico REPRESENTATION OF PARTIES Claimant William K. Shepard ("Shepard"): Anthony L Romo, Esq., Romo & Associates, Albuquerque, New Mexico Respondent A.G. Edwards & Sons, Inc.: Phyllis A. Hartrich, Esq., Legal Department of A.G. Edwar

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Hari G. Bhagtani, (Claimant) vs. Josephthal & Co., Inc. and Kenneth James Disbrow, (Respondents) Case Number: 99-01524 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Hari G. Bhagtani, hereinafter referred to as "Claimant": Mitchell H. Cobert, Esq., Morristown, NJ. Respondents, Josephthal & Co., Inc. ("Josephthal") and Kenneth James Disbrow ("Disbrow"), he

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Mitch Wine, Harold Wine, and Hareton Sales & Marketing, Inc., Claimants v. J.B. Oxford & Co., Inc., Christopher Lee Jarratt, J.B. Oxford Holdings, Inc., and James G. Lewis, Respondents Case Number: 99-01521 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: For Respondents J.B. Oxford & Co., Inc., Christopher Lee Jarratt, and James G. Lewis

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Pennington Family Trust and 99-01519 Phoenix, Arizona Name of Respondents Berry-Shino Securities, Inc. Robert L. Berry Ralph M. Shino Paul W. Osman Nature of the Dispute: Customer vs. Member and Associated Persons, REPRESENTATION OF PARTIES Pennington Family Trust ("Claimant") was represented by Michael Salcido, Esq., Renaud Cook Drury Mes

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Vicki L. Chambers Case No. 99-01518 Name of Respondent Dean Witter Reynolds, Inc. d/b/a Morgan Stanley Dean Witter REPRESENTATION OF PARTIES For Vicki L. Chambers, hereinafter referred to as "Claimant": Stanley E. Marable, Esq., Sarasota, FL. For Dean Witter Reynolds, Inc. d/b/a Morgan Stanley Dean Witter ("Dean Witter"), hereinafter referre

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Nicholas Zecchino Jr. and Donato Zecchino (Claimants) v. Quest Capital Strategies, Inc., Northeast Securities, Inc., Richard A. Skinner t/a RAS Financial Services, an unincorporated entity, David Yu, Carol Tsei a/k/a Carol Yu, Joyce Lubbers, National Financial Services Corporation, and Bear Stearns Securities Corp. (Respondents) and Nicholas and Anita Lupo, Dino Farnese, Rocco Genca

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION INC. CASE: 99-01516 John Edward Grille, II, claimant vs. Charles Schwab & Co., Inc., Stacey Brandenburg & Jeff Meyers, respondents. ATTORNEYS: Claimant, John Edward Grillo, II, appeared Pro Se., Eighty Four, PA. For Respondents, Charles Schwab & Co., Inc., Stacey Brandenburg and Jeff Meyers, appeared in-house counsel, Mauricio S. Beugelman, Esq., San Francisco, CA. DATE FILED: March 6, 1999 C

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: TDI, Inc., (Claimant) vs. Eugene Dinelli, (Respondent). Case Number: 99-01513 Hearing Site: Houston, Texas REPRESENTATION OF PARTIES Claimant, TDI, Inc., hereinafter referred to as "Claimant": John Strine, Vice President of TDI, Inc. in the pleadings and Douglas Williams, Vice President of TDI, Inc., Englewood, Colorado, at the hearing. Respondent, Eugene Dinelli, hereinafter refe