Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Vladimir and Anna Golovchinsky, Claimants v. Jack Arcadly Belikoff and Donaldson, Lufkin & Jenrette Securities Corporation, Respondents Case Number: 99-01192 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: Jonathan Schwartz, Esq. Law Office of Jonathan Schwartz Marina Del Rey, California For Respondents: Susan L. Hoffman, Esq. McCutch

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01191 Gustavo Compagnoni and Ofelia Volonterio, claimants vs. NDB National Discount Brokers, respondent. ATTORNEYS: Claimants Gustavo Compagnoni and Ofelia Volonterio (Claimants 1 *), appeared Pro Se., Montevideo, Uruguay. For Respondent NDB National Discount Brokers ("Respondent"), Douglas P. Lobel, Esq., Kelley Drye & Warren LLP, Washington, Dist

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Oaimant William C. Gilbert Case No. 99-01188 Name of Respondent BB & T t/a Craigie Inc. (n/k/a Scott & Stringfellow, Inc.) REPRESENTATION OF PARTIES Claimant, William C. Gilbert, hereinafter preferred to as " Claimant ""^as, represented by James B. Thorsen, Esq., of the law firm of Thorsen, Marchanf & Scher, LLP,'Richmond, Virginia. * - - K • _-' Respondent, BB&T I/

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01182 Barbara C. Billig, claimant vs., E*Trade Securities, Inc., respondent. ATTORNEYS: Claimant appeared Pro Se., Calabasas, CA. Respondent, E*Trade Securities, Inc. appeared through its Senior Compliance Analyst, Bob Salvador, Palo Alto, CA. DATE FILED: 3/15/99 CASE SUMMARY: Claimant alleged breach of fiduciary duty; negligence; deliberate limited tr

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01180 M.H. Meyerson & Co.. Inc., claimant vs. Gerald North and Carmela North, respondents ATTORNEYS: For Claimant M.H. Meyerson & Co., Inc. ("Claimants"). Jay I. Lazerowitz, Glen Rock, New Jersey. Respondents Gerald North and Carmela North (collectively, "Respondents"), did not respond to the Statement of Claim. DATE FILED: 03/15/1999 CASE SUMMARY: Cla

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Suzanne Hall, (Claimant) vs. Larisa Kifer and First Allied Securities, Inc, (Respondents) Case Number: 99-01179 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Suzanne Hall, hereinafter referred to as "Claimant": Warren Wynshaw, Esq., Mohopac, New York. Respondent, Larisa Kifer ("Kifer"): Edward M. Gould, Esq., Islip, New York. Respondent, First Allied Securit

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Craig D. Watson v. Ameritrade, Inc. Case No. 00-03410 Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Claimant: Tim B. Wright, Esq. Warner, Fox, Wackeen, Dungey, Seeley Sweet, Wright & Beard, L.L.P. Stuart, Florida For Respondent: James J. Vihstadt, Esq. Ameritrade, Inc. Bellevue, Nebraska CASE INFORMATION Statement of Claim filed on or

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Names of Claimants Stephen Goldfarb Birgit C. Wittkopf Case No. 99-01176 Names of Respondents Gruntal & Co., L.L.C. Michael McAfee REPRESENTATION OF PARTIES For Stephen Goldfarb ("Goldfarb") and Birgit Wittkopf ("Wittkopf"), hereinafter collectively referred to as "Claimants": Richard A. Stephens, Esq., Boca Raton, Florida. For Gruntal & Co., L.L.C. ("Gruntal") and

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Douglas Kent Winston Case No. 99-01175 Names of Respondents A.G. Edwards & Sons, Inc. Charles "Doc" Long, Jr. Emile Alexander Bizot, III REPRESENTATION OF PARTIES Douglas Kent Winston, hereinafter referred to as "Claimant", appeared pro se. For A.G. Edwards & Sons, Inc. ("AGE"), Charles "Doc" Long, Jr. ("Long"), and Emile Alexander Bizot, II

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Hope A. Frohboese vs. Case No. 99-01174 Name of Respondents John T. West, IV ! Kimberly J. Zirkle Craigie Inc. REPRESENTATION OF PARTIES Claimant Hope A. Frohboese referred to as "Claimant" appeared pro se. Respondents John T. West, IV ("West"), Kimberly J. Zirkle ("Zirkle") and Craigie Inc. ("Craigie") hereinafter referred to collec