Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Fidelity Brokerage Services, Inc. v. David Berger, Forestview Financial, Inc., Forestview Financial, Inc., General Partner of Forestview Limited Partnership, David Berger, General Partner of Forestview Limited Partnership, and Forestview Limited Partnership Case Number: 00-354 Hearing Site: Detroit, Michigan REPRESENTATION OF PARTIES Claimant, Fidelity Brokerage Services,

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant James H. Hall, Jr. Case No. 99-01109 Names of Respondents Phillip Olin Ernsberger James Peter Boudouns Robert Williams REPRESENTATION OF PARTIES Claimant James H. Hall, Jr., hereinafter referred to as "Claimant", appeared pro se. Respondent Phillip Olin Ernsberger ("Ernsberger") appeared pro se. Respondent James Peter Boudouris ("Boudouns") appeared

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimants Raymond D. Kirby and Phyllis C. Kirby and 99-01104 Indianapolis, Indiana Name of Respondent Olde Discount Corporation REPRESENTATION OF PARTIES Raymond D. Kirby and Phyllis C. Kirby ("Claimants") were represented by Mark E. Maddox, Esq., Maddox Koefler Hargett & Caruso, Indianapolis, Indiana and Patrick Carroll, Esq., Bloomington, Indiana. Olde Dis

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Peter and Susan Najar vs. Olde Discount Corporation and Scott Robertson Case Number: 99-1102 . Hearing Site: Detroit. Michigan REPRESENTATION OF PARTIES Claimants, Peter Najar and Susan Najar hereinafter collectively referred to as "Claimants": Anthony V. Trogan, Esq., Weisman, Trogan, Young & Schloss, Bingham Farms, Michigan. Respondents, Olde Discount Corporation ("Olde") and Scott

05/09/00 13:21 O860 570 5242 UCONN LAW 0iiio9 08/09/2000 11:39 FAX NASD REGULATION lfl"02 IfflUUJ N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECUMTT itAT GULATIQN. CASE: 99-01094 Martin and Marilyn Schottanes, claimants vs. Olde Discount Corporation, Ernest J, Olde, Stanley A. Snider and Danid D. Kaizraan, respondents. ATTORNEYS: Martin and Marilyn Schottanes rOaimuite^ Beared Pro Se., North Haledon, New Jersey. For Respondent Olde Di

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01093 Ann Lewitinn, claimant vs. Ameritrade, Inc., respondent. ATTORNEYS: Claimant Ann Lewitinn ("Claimant"), appeared Pro Se., Brooklyn, New York. For Respondent Ameritrade, Inc. ("Respondent"), James A. Ricketts, Vice President of Ameritrade, Bellevue, Nebraska. DATE FILED: 03/09/1999 CASE SUMMARY: Claimant alleged that on July 24, 1998, Respondent place

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01092 Stephen W. Wrobel, claimant vs. Olde Discount Corporation, respondent. ATTORNEYS: Claimant Stephen W. Wrobel ("Claimant"), appeared Pro Se., Warren, ML For Respondent Olde Discount Corporation ("Respondent"), Kathleen A. Mulcahy, Esq. Olde Discount Corporation, Detroit, ML DATE FILED: March 9, 1999 CASE SUMMARY: Claimant alleged that Respondent solic

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01091 Tevin and Annie Silapie, claimants vs. Waterhouse Securities, Inc., respondent. ATTORNEYS: Claimants Tevin and Annie Silapie ("Claimants"), appeared Pro Se., Canyon Country, CA. For Respondent Waterhouse Securities, Inc. ("Respondent"), Janis Campanella, Esq., First Vice President & Assistant Counsel to Waterhouse Securities, Inc., New York, NY. DATE FIL

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01089 G. Keith Dolan, claimant vs. Winchester Investment Securities, Inc., respondent. ATTORNEYS: Claimant G. Keith Dolan ("Claimant"), appeared Pro Se., Solana Beach, California. For Respondent Winchester Investment Securities, Inc., Alan Miller, Winchester Investment Securities, Inc., Overland Park, Kansas. DATE FILED: 03/09/1999 CASE SUMMARY: Claimant a

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01088 Mark C. King, claimant vs. First Cambridge Securities Corp., Michael Metter, Barry E. Robinson and William Arcuri, respondents. ATTORNEYS: Claimant Mark C. King ("Claimant"), appeared Pro Se., Atlanta, GA. Respondent First Cambridge Securities Corp ("First Cambridge"), did not respond to Claimant's Statment of Claim. For Respondent Michael L. Metter