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00-03387-Award-NASD-20030724.pdf

Award NASD Dispute Resolution Ted Arslanian, Kathie Arslanian, Lauren Arslanian, Arslanian Brothers Carpet Cleaning, E. Alfred Schroeder, Gerry Schroeder and Robert Haas, (Claimants) v. Merrill Lynch, Pierce, Fermer & Smith, Inc. and Louis A. Telerico, (Respondents) Case Number: 00-03387 Hearing Site: Cleveland, Ohio REPRESENTATION OF PARTIES Claimants, Ted Arslanian ("T. Arslanian"), Kathie Arslanian ("K. Arslanian"), Lauren Arslanian ("L. Arslanian"),

99-01063-Award-NASD-20010627.pdf

f ,'07/26/01 THU 10:39 FAX NASD REGULATION Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Oliver R. Price and Susan B. Price v. OLDE Discount Corporation and Patrick D. McGorisk Case Number: 99-01063 REPRESENTATION OF PARTIES Claimants, Oliver R, Price and Susan B. Price, hereinafter collectively referred to as "Claimants": Laurence S. Schultz, Esq., Driggers, Schultz & Herbst, Troy, Michigan. Respon

99-01062-Award-NASD-20040416.pdf

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Margaret M. LaManna, on her own behalf, and on behalf of her Individual Retirement Accounts and Margaret M. LaManna Keogh Money Purchase Pension Plan Names of the Respondents DiMedio Kirchhoff & Co., Inc., The Kirchhoff Organization, Ltd., Van Carll Kirchhoff, Rhett Howard Kirchhoff, Silvio John DiMedio, U.S. Clearing, a division of Fleet Securit

99-01060-Award-NASD-20020319.pdf

STIPULATED AWARD NASD DISPUTE RESOLUTION, INC. In The Matter Of The Arbitration Between June Buongiorno and Arthur Bell, Claimants NASD Case No. 99-01060 Securities Service Network, Inc., Calvin K. Jones, Jeff Currey, Greg Griffith and Rob Ahler, Respondents. REPRESENTATION OF THE PARTIES Claimants, June Buongiorno and Arthur Bell ("Claimants"), were represented by John O'Neill and Regan Pratt of the law firm of Clements, O'Neill, Pi

99-01059-Award-NASD-20000626.pdf

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Christopher McCoun and April McCoun, (Claimants) vs. 1 800 Day Trade, Inc., Day Trade, Inc., Service Asset Management Company, et. al. (Respondents). Case Number: 99-01059 Hearing Site: Dallas, Texas REPRESENTATION OF PARTIES Claimants, Christopher McCoun and April McCoun ("Claimants"): John T. Palter, Esq., Novakov Davis, Dallas, Texas. Respondents, 1 800 Day Trade, Inc., Day Tra

99-01056-Award-NASD-20000525.pdf

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: William W. McCandlish, Claimant vs. Franklin Templeton Investor Services, Inc. and Anthony N. Einweck, Respondents. Case Number: 99-01056 Hearing Site: San Francisco, CA REPRESENTATION OF PARTIES Claimant, William W. McCandlish (hereinafter referred to as "Claimant": In Pro Per, 85 Warfield Drive, Moraga, CA 94556. Respondents, Franklin Templeton Investor Services, Inc., (hereinaf

99-01054-Award-NASD-20001122.pdf

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Michael and Delia Agli, (Claimants) vs. Citicorp Investment Services, (Respondent) Case Number: 99-01054 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Michael and Delia Agli, hereinafter collectively referred to as "Claimants", appeared pro se. Respondent, Citicorp investment Cervices, Hereinafter referred to as "Respondent : Linda K. Alpert, Esq.,

99-01049-Award-NASD-20000424.pdf

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01049 Helen D. Cieslak and Edward J. Cieslak, claimants vs. Matthew Ingram, John Zambolanga and Oide Discount Corp., respondents. ATTORNEYS: Claimants Helen D. Cieslak and Edward J. Cieslak, ("Claimants"), appeared Pro Se., San Jose, California. For Respondents Matthew Ingram, John Zambolanga and Olde Discount Corp. (collectively, Respondents"), David S. K

99-01048-Award-NASD-20000106.pdf

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01048 Stephen N. Stone IRA, claimant vs. Citicorp Investment Services, and Gregory Thayer, respondents. ATTORNEYS: Claimant Stephen N. Stone appeared Pro Se., East Rockaway, New York. For Respondents Citicorp Investment Services, and Gregory J. Thayer (collectively, the "Respondents") Ann Parry, Esq., First Vice President and Associate General Counsel of S

99-01047-Award-NASD-20000223.pdf

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01047 William V. Rollins, claimant vs. Robert MacGregor and Cruttenden Roth, Incorporated, respondents. ATTORNEYS: Claimant, William V. Rollins ("Claimant"), appeared Pro Se, Woodgate, NY. For Respondents, Robert MacGregor and Cruttenden Roth, Incorporated ("Respondents)"), appeared John R. Loftus, Esq. and Janet Simmons Stemler, Esq., of the firm Keesal,