N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01046 Norbert Weissinger, claimant vs. PaineWebber, Inc., and Steve Redman, respondents. ATTORNEYS: Claimant Norbert Weissinger appeared Pro Se., Mandeville, LA. For Respondents PaineWebber, Inc., and Steve Redman, appeared in-house counsel, Amy Bard, Esq., Weehawken, NJ. DATE FILED: 3/8/1999 CASE SUMMARY: Claimant alleged that his stock was improperly liq

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Robert W. Baird & Co., Inc., Claimant/Counter respondent vs. Michael W. Creatore, Respondent/Counter claimant Case Number: 00-03386 Hearing Site: Chicago, Illinois REPRESENTATION OF PARTIES Claimant/Counter respondent Robert W. Baird & Co., Inc., ("Claimant"): Brian D. Trexell, Esq., Legal Department of Robert W. Baird & Co., Inc., Milwaukee, Wisconsin. Respondent/Counter clai

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01045 Everen Securities, Inc., claimant vs. Daniel M. Lavelle, respondent. ATTORNEYS: For Claimant Everen Securities, Inc. ("Claimant"), A. Brad Busscher, Esq., Senior Vice President and Attorney for Everen Securities, Inc., Chicago, TL. Respondent Daniel Lavelle ("Respondent"), appeared Pro Se., Rockville Centre, NY. DATE FILED: 3/8/1999 CASE SUMMARY: Cla

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-01044 Tom McElligott, claimant vs. E*Trade Securities, Inc., respondent. ATTORNEYS: " " " Claimant, Tom McElligott, appeared Pro Se., Williamsurg, VA. Respondent, E*Trade Securities, Inc, appeared through its Compliance Analyst, Bob Salvador, Palo Alto, CA. DATE FILED: 03/08/99 CASE SUMMARY: Claimant alleged that respondent failed to liquidate or cancel cl

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01043 Tom McElligott, claimant vs. E*Trade Securities, Inc., respondent. ATTORNEYS: Claimant Tom McElligott appeared Pro Se., Williamsburg, Virginia. Respondent E*Trade Securities, Inc., appeared through its Compliance Analyst, Bob Salvador, Palo Alto, California. DATE FILED: 03/08/1999 CASE SUMMARY: Claimant alleged that on September 25, 1998, he placed a

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01041 Lauree A. Stolarczyk, claimant vs. McDonald Investments, Inc., and James Schneider, respondents. ATTORNEYS: Claimant Lauree A. Stolarczyk, appeared Pro Se., St. Paul, Minnesota. For Respondent McDonald Investments, Inc. ("McDonald"), Henry V. Kerr, Esq., Senior Vice President and General Counsel of McDonald Investments, Inc., Cleveland, Ohio. Respond

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Douglas Giambrone, Connie Giambrone, and Marcon Erectors, Inc., (Claimants) vs. Advantage Capital Corporation, Gregory H. Merkle, James Reynolds, and John Bonora, (Respondents) Case Number: 99-01040 Hearing Site: Buffalo, New York REPRESENTATION OF PARTIES Claimants, Douglas Giambrone ("D. Giambrone"), Connie Giambrone ("C. Giambrone"), and Marcon Erectors, Inc. ("Marcon"), he

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sue Nirenberg (Claimant) v. Chase Investment Services Corp. #k/a Chemical Investment Services Corp. and Gloria Woertz (Respondents) Case Number: 99-01036 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Sue Nirenberg ('"Nirenberg") hereinafter referred to as "Claimant": Matthew W. Woodruff, Esq.,

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-01034 Robert P. Jacobson and Lauren B. Jacobson, claimants vs. First Union Brokerage Services, Inc., respondent. ATTORNEYS: Claimants Robert P Jacobson and Lauren B. Jacobson ("Claimants"), appeared Pro Se., Short Hills, New Jersey. For Respondent First Union Brokerage Services, Inc. ("Respondent"), Brian A. Carlis, Esq., Stark & Stark, Princeton, New Jers

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: PaineWebber, Inc.. Claimant vs. Michael Tur, Respondent. Case Number: 99-01029 Hearing Site: Milwaukee, Wisconsin REPRESENTATION OF PARTIES Claimant, PaineWebber. Inc., "PaineWebber", hereinafter referred to as "Claimant", was represented by Andrew J. Melnick, Esq.. of Weehawken, New Jersey. Respondent, Michael Tur, "Tur", of Cleveland, Ohio, hereinafter referred to as