STIPULATED AWARD NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Joseph G. Dawson Case No. 98-03839 Names of Respondents Olde Discount Corporation James Thomas Falardeau REPRESENTATION OF PARTIES For Claimant: Darren C, Blum, Esq. of Philip J. Feldman & Associates, North Miami, Florida. For Respondents Olde Discount Corporation ("Olde") and James Thomas Falardeau ("Falardeau"): David T. Doyle, Esq. of Olde

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 98-03833 Raymond E. Brown, claimant vs. Robert Binkele, and Ash & Co., Inc., respondents. ATTORNEYS: For Claimant Raymond E. Brown ("Claimant"), Gregory E. Deetman, Esq., Law Offices of Richard Deetman, Esq., San Diego, California. Respondent Robert Binkele ("Binkele"), appeared Pro Se., Indian Wells, California. Respondent Ash & Company, Inc. ("A&C"), did not re

Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Gene Schweitzer and Beverly Schweitzer, (Claimants) vs. PaineWebber, Inc., David R. Staff, and John Antonio, (Respondents) Case Number: 00-00350 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Gene Schweitzer and Beverly Schweitzer, hereinafter collectively referred to as "Claimants": Frederick E. Gerson, Esq., D'Alessandro, Jacovino & Gerson,

viASD Dispute Resolution, jnc Stipulated Award 'Bj^ NASD rx< JAN ] 0 In the Matter of the Arbitration Between: William M. Fox, (Claimant) v. ABN AMRO, Inc., Brian Foster, and Peter Wendell, (Respondents) Case Number: 00-00029 Hearing Site: Chicago, Illinois REPRESENTATION OF PARTIES Claimant William M. Fox ("Fox"): Ware Adams, Esq. located in Chicago, Illinois. Respondent ABN AMRO, Inc. ("ABN AMRO, Inc."), Brian Foster ("Foster"), and Pe

U NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Michael J. Schweitzer Case No. 00-00010 Names of Respondents Bear Stearns & Co., Inc. Adam J. Cabibi REPRESENTATION OF PARTIES For Michael J. Schweitzer, hereinafter referred to as "Claimant": Stephen A. Baker, Esq., Allan & Shipp, P.A., St. Petersburg, Florida. For Bear Stearns & Co., Inc. ("Bear Steams") and Adam J. Cabibi ("Cabibi"), hereinafter