Award FINRA Dispute Resolution In the Matter of the Arbitrafion Between: Claimant Case Number: 10-01871 Gordon H. Sympson, Jr., individually and o/b/o Gordon Sympson and Associates Respondent Hearing Site: Nashville, Tennessee Morgan Keegan & Company, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Gordon H. Sympson, Jr., individually and o/b/o Gordon Sympson and Associates hereinafter referred to as "Claimant"

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Claimant Case Number: 10-04579 Morgan Stanley & Co., Incorporated (as Successor-in-interest to Morgan Stanley DW Inc.) vs. Respondent Hearing Site: Boca Raton, Florida Anthony Fisher Nature of the Dispute: Member vs. Associated Person REPRESENTATION OF PARTIES Claimant Morgan Stanley & Co., Incorporated (as Successor-in-interest to Morgan Stanley DW Inc.) (Morgan Stan

Award FINRA Dispute Resoiution In the Matter of the Arbitration Between: Claimant/Counter-Respondent Case Number: 10-01823 Beverly M. Hylton Respondents/Counter-Claimants Hearina Site: Las Vegas, Nevada Edward Wedbush Wedbush Securities Inc. Nature of the Dispute: Associated Person vs. Associated Person and Member REPRESENTATION OF PARTIES Claimant/Counter-Respondent, Beverly M. Hylton ("Claimant"): Pro Se, Las Vegas, Nevada. Respondents/C

Award FINRA Dispute Resolution in the Matter of the Arbitration BehA^een: Claimant Case Number: 10-00674 The Core Fund vs. Respondent Hearing Site: Tampa, Florida Morgan Stanley & Co., Incorporated Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES For The Core Fund, hereinafter referred to as "Claimant": Thomas Dahik, Esq., Husch Blackwell, LLP, Omaha, NE. For Morgan Stanley & Co., Incorporated, hereinafter referred to a

Award FINRA Dispute Resolution In the Matter of the Arbitration Behveen: Claimant Ernst Mahler, 111 Case Number: 09-05639 vs. Respondents Citigroup Global Markets, Inc. Morgan Stanley Smith Barney Hearing Site: Boca Raton, Florida Nature of the Dispute: Associated Person vs. Members REPRESENTATION OF PARTIES For Ernst Mahler, III, hereinafter referred to as "Claimant": Robert Wayne Pearce, Esq., Robert Wayne Pearce, P.A., Boca Rato

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 10-01143 Gerald L Smolensky Name of the Respondent Hearing Site: Tampa, Florida Neuberger Bemnan, LLC Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Gerald L. Smolensky, hereinafter refenred to as ("Claimant"): Eliot Goldstein, Esq., Law Offices Eliot Goldstein, LLP, Cabin John, Maryland. For Neuberger Berman, L

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 10-03018 M. Douglas Gill Names of the Respondents Hearing Site: Raleigh, NC SunTrust Investment Services, Inc. Jerry W. Smith Deborah K. Turnley Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For M. Douglas Gill, hereinafter refered to as "Claimanf: William B. L. Little, Esq., Little & Litt

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Claimant Case Number: 10-03166 Diane Speight Clinton, as Personal Representative of the Estate of Ruth T. Speight Respondents Hearing Site: Charlotte, NC Wells Fargo Advisors Financial Network, LLC Wachovia Securities Financial Network, LLC Linden Thomas & Co. d/b/a Linden Thomas Premier Asset Management and Consulting Stephen Linden Thomas Nature of the Dispute: Cust

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Claimant Louisiana Citizens Property Insurance Corp. Case Number: 09-07085 vs. Respondents Bear, Stearns & Co., Inc. J.P. Morgan Securities, Inc. Hearing Site: New Orleans, Louisiana Nature of the Dispute: Customer vs. Members REPRESENTATION OF PARTIES Claimant Louisiana Citizens Property Insurance Corp., hereinafter referred to as "Claimant": James R. Swanson

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Claimant Case Number: 10-04689 Morgan Stanley Smith Barney Respondent Hearing Site: Washington. D.C. Justin R. Barch Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Morgan Stanley Smith Barney ("MSSB"), hereinafter referred to as "Claimant": Todd Ratner, Esq. and Brian Mills, Esq., Todd Ratner PLC, Richmond, Virginia. Justin R. Barch, he