Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Interactive Broilers LLC (Claimant) vs. Lei^ Securities Corporation, Petra Trading Group LLC, Last Atlantis Capital l^anagement, l^arl^ Steven Ramos, l^artin Allamian, and Michael Elizondo (Respondents) Case Number: 07-02493 Hearing Site: New York, New Yori^ Nature of the Dispute: Member vs. Members. Non-Members, and Associated Persons REPRESENTATION OF PARTIES Claimant Interact

Award FINRA Dispute Resolution In the Matter of the Art)ltration Between: Name of the Claimant Case Number 08-03252 Lavon Brack Voyles Name of the Resoondente Hearing Site: Houston, Texas ING Financial Partners, ln& Walter Joe Wilson, Jr. Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant Lavon Brack Voyles, hereinafter referred to as "Claimant*: Richard H. Elltot, Esq., Fredericksburg, Tex

Award FINRA Dispute Resolution In the Matter of the Artitration Between: Claimant Case Number 08-03386 Gene McCutchin Respondent Hearing Site: Dallas, Texas Raymond James Financial Services, inc. Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES Claimant. Gene McCutchin, hereinafter referred to as "Claimant" or" McCutchin": Robert L. Wright. Esq., Robert L. Wright. P.C. Fort Worth. Texas. Respondent. Raymond James Finan

Award FINRA Dispute Resolution In the Matter of the Arisitration Between: Claimants Case Number 08-02765 Stephen Dale Bull Bull Capital Management, LLC n/k/a Next Respondents Hearing Site: Phoenix, Arizona James Wesley Shaw J.W. Shaw Group, Inc. Nature of the Dispute: Associated Person and Member vs. Associated Person and Non- Member REPRESENTATION OF PARTIES Claimants, Stephen Dale Bull, and Bull Capital Management, LLC n/kia Next,

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Robert St. Onge and Barbara St. Onge Names of the Respondents Financial Management, Inc., an Arkansas corporation, and Harold Goibbs Case Number: 08-03050 Hearing Site: Little Rock. Arkansas Nature of the Dispute: Customer vs. Non-Members. REPRESENTATION OF PARTIES Claimants Roger St. Onge and Barbara St. Onge, hereinafter collectively refe

Award FINRA Dispute Resolution In the Matter of the Arisitration Between: Name of the Claimant Case Number: 08-04898 Nilda Lupco Name of the Respondent Hearino Site: Tampa, Florida E^Trade Securities, LLC Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES Claimant Nilda Lupco appeared pro se. For Respondent E*Trade Securities, LLC: John Bersin, Associate General Counsel, E*Trade Financial Corp., Roseville, California an

Award FINRA Dispute Resolution In the Matter of the Arisitration Between: Name of the Claimant Case Number: 08-04225 Almas Temple A.A.O.N.M.S. by and through its Potentate, Donald Ferguson Name of the Respondent Hearino Site: Washinaton. D.C. M&T Securities, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Almas Temple A.A.O.N.M.S. by and through its Potentate, Donald Ferguson, hereinafter referred to as "Cla

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 09-00606 Royal Alliance Associates, Inc. Name of the Respondent Hearing Site: Baltimore, Maryland Joseph Michael Scarborough Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Royal Alliance Associates, Inc. hereinafter refened to as "Claimant": Gerry Kowalski, Esq., Marshall, Dennehey, Warner, Coleman & G

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 08-03654 Lester and Katharine Peer Robert and Helen Perkins Billy and Sharon Powell Name of the Respondent Hearino Site: BImiingham, Alabama Morgan Keegan & Company. Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Lester and Katharine Poer (collectively "Claimants Peer"), Rob and Helen Perkins (co

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 08-03152 Hazel Simpson Names of the Respondents Hearing Site: Jackson. Mississippi Interactive Brokers, LLC 1^ Discount Brokerage, Inc. Ridge Clearing & Outsourcing Solutions Ryan M. Orlando Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATiON OF PARTiES For Hazel Simpson, hereinafter referred to as "C