Award Data Award: $25,000.00 Interest: at the rate of 5% per annum from May 14, 2009 to September 24. 2009 Attorneys' Fees: $.00 Costs: 51.050.00 Other: $.00 AWARD: The undersigned arbitrator has decided and determined in full and final resolution of the issues submitted for determination as follows: 1) Respondent is liable for and shall pay to Claimant the sum of 525,000.00. 2) Respondent is liable for and shall pay to Claimant interest at the r

AWARD FINRA DISPUTE RESOLUTION CASE: 09-03248 Amdas, Inc., Abraham B. Medina, Pres. (Claimant) vs. Scottrade. Inc. (Respondent) REPRESENTATION OF PARTIES: For Claimant appeared Abraham B. Medina, Hurst, TX. For Respondent appeared Ryan M. Blum, Esq.. Scottrade, Inc., St. Louis. MO. NATURE OF DISPUTE: Customer v. Member DATE FILED: June 2, 2009 CASE SUMMARY; Claimant asserted the following cause of action: error in trade execution. The cause of ac

Award Data Award: $14,872.00 Punitive: $ 00 Pre-judgment Interest: at the rate of 7% per annum from November 12. 2008 to the date of the award Post-judgment Interest: at the rale of 7% per annum from the date of the award until paid Attorneys' Fees: S.OO Costs: S425 00 Other: $.00 AWARD: The undersigned arbitrator has decided and determined in full and fina" resolution of the issues submitted for determination as follows- 1) Respondent is

AWARD FINRA DISPUTE RESOLUTION CASE: 09-02231 Edward F. Ifkovits, Individually and on behalf of Edward F. Ifkovits IRA (Claimants) vs Charles Schwab & Co., Inc. (Respondent) REPRESENTATION OF PARTIES: For Claimants appeared J. Boyd Page. Page Perry, LLC. Atlanta, GA; Aidikoff, Unl & Bakhtiari, P.C; Maddox Hargett & Caruso, P.C., and; David P. Meyer & Associates Co., LPA. For Respondent appeared Evelyn C. Best. Esq., Keesal. Young & Logan, Long Beach.

AWARD FINRA DISPUTE RESOLUTION CASE; 09-02600 Norma L. Parker (Claimant) vs. Merrill Lynch, Pierce, Fenner & Smith, Inc. (Respondent) REPRESENTATION OF PARTIES: Claimant appeared pro se, Glendale. CA. For Respondent appeared Eric J. Glassman, Esq.. Mennemeier. Glassman & Stroud LLP. Sacramento, CA. NATURE OF DISPUTE: Customer v. Member DATE FILED: May 5. 2009 CASE SUMMARY: Claimant alleged that she lost money due to the fact that Respondent ignor

AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Tara Gutienez-Maddi vs. Case Number: 08-00693 Hearing Site: Kansas City. Missouri Names of Respondents AG Edwards & Sons, Inc. and Brian T. Wall NATURE OF THE DISPUTE Associated Person vs. Tenninated Member and Associated Person REPRESENTATION OF PARTIES Tare Gutlerrez-Maddi ("Claimant') was represented by Kiric D. Holman, Esq. and Tomas F. R

AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant/Counter-Respondent David A. Medina vs. Name of Respondent/Counter-Claimant Chase investment Services. Corp. Case Number: 08-03237 Hearing Site: Southfield, Michigan Associated Person vs. Member REPRESENTATION OF PARTIES David A. Medina ("Claimanr) was represented by Joni M. Pixel. Esq., Pixel Law Offices, PLLC, East Lansing, Michigan. Chase Inves

AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Mary Alice Stroud vs. Case Number: 08-02927 Hearing Site: Chicago, Illinois Names of Respondents MTL Equity Products. Inc., Ingrid M. MacCready-Miller, and Financial Planning Systems, Inc. NATURE OF THE DISPUTE Customer VS. Member, Associated Person, and Non-Member Mary Alice Stroud ("Claimant" or "Stroud") was represented by Douglas M. DeClue. E

AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Wachovia Securities, LLC vs. Case Number: 09-02071 Hearing Site: Houston, Texas Name of Respondent Lawrence Clyde Mcintosh NATURE OF Tl Member vs. Associated Person Wachovia Securities, LLC ("Claimant" or 'Wachovia") was represented by Renan 1. Sugamnan, Esq., Renan Sugarman, PC, Chicago. Illinois Lawrence Clyde Mcintosh ("Respondent" or "Mcintos

AWARD FINRA Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Raymond James & Associates. Inc. vs. Case Number 08-0447g Hearing Site: Chicago, Illinois Name of Respondent Don D. Steriovski NATURE OF THE DISPUTE Member vs. Associated Person REPRESENTATION OF PARTIES Raymond James & Associates, Inc. ("Raymond James" or "Claimanr) was represented by Kelli Bullington, Esq., Raymond James & Associates, Inc., St.