Award FINRA Dispute Resoiution In the Matter ofthe Arbitration Between: Name of the Claimant Case Number: 08-04465 Ruth Grafton Names of the Respondents Hearing Site: Oriando, FL Brookshire Securities, inc. Dawson James Securities, inc. Newbridge Securities Corp. Keith Carson Troy Goldberg Joe Canino MathewWaddell Timothy Ruggiero Nature of the Dispute: Customer vs. Member and Associated Pereon. REPRESENTATION OF PARTIES

Award FINRA Dispute Resolution In ttie Matter of the Art>ttrBtion Between: Name of ttie Clahnant Case Number 09-01007 Wachovia Securities, LLC Name of ttie Respondent Hearing Site: Los Angeles, California James Paul Hodgins Nature of the Dispute: Member vs. Associated Person REPRESENTATION OF PARTIES Claknant Wachovia Securities, LLC hereinafter refened to as "ClalmanT: Timothy N. Will, Esq., Albert & Will, LLP, Tonance, Cailfbmia Respond

Award FINRA Dispute Resolution In the Matter of the Arisitration Between: Name of ttie Claimant: Case Number 08-00801 National Alliance Capital, LLC Name of tiie Respondent: Hearing Site: Seattie, Washington Stephen Jencks Nature of the Dispute: Memt)er vs. Associated Person REPRESENTATION OF PARTIES Claimant National Alliance Capital, LLC hereinafter referred to as "Claimanf: John F. Redwine, Esq., Redwine Law Offices. Dallas. Texas Resp

Award FINRA Dispute Resolution in the Matterof the Ariaitration Between: Name of ttie Claimant Case Number. 08-01322 liene Graham Name of the Respondents Hearing Site: Los Angeles. Cailfbmia Stone & Youngberg, U.C, dba. Stone & Youngberg Asset Management, LLC, dba. Stone & Youngberg Financial Services Group, LLC, dba. Stone & Youngberg Holdings, LLC; and Michael Goodman Nature of the Dispute: Customer vs. Member and Associated Person

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Claimant Case Number 08-04701 Paul Edwards Respondents Hearing Site: San Francisco, Calrfbmla Charles Schwab & Co.. Inc. Rupesh Shah Randall Wayne Meric Nature of the Dispute: Customer vs. Memt}er and Associated Persons REPRESENTATION OF PARTIES Claimant, Paul Edwards, hereinafter referred to as "Claimant": Richard Sacks and Irwin Stein, Investors Recovery Servic

Award FINRA Dispute Resolution In the Matter of tiie ArtJittation Between: Name of ttie Claimant: Case Number 08-02743 The 2000 Meinitzer Revocable Trust Name ofthe Respondents: Hearing Site: San Francisco, California Weils Fargo Investanents. LLC Michael W.Hobson Nature ofthe Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant The 2000 Meinitzer Revocable Tmst ("Meinitzer Trust") hereinafter referred to

Award FINRA Dispute Resolution In the Matter ofthe Arbitration Between: Robert C. Young (Claimant) vs. Merrill Lynch, Pierce, Fenner & Smith, Inc., Charles Steven Teixeira, and John Matthew Loughran (Respondents) Case Number: 08-01911 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Persons. REPRESENTATION OF PARTIES Claimant Robert C. Young hereinafter referred to as "Claimant" appeared pro se. Respondents M

Award FINRA Dispute Resolution In the Matter ofthe Arbitration Between: Zvi Ostenveil (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, Inc., and Citigroup Global Markets, Inc. (Respondents) Case Number: 08-02775 Hearing Site: New York. New York Nature of the Dispute: Customer vs. Members. REPRESENTATION OF PARTIES Claimant Zvi Ostenveil hereinafter referred to as "Claimant": Rebecca C. Davis, Esq., Davis & Griffey, Celebration, FL. Respondent

Award FINRA Dispute Resolution In the Matter of the Arbitration Between: Ann Lemer (Claimant) vs. Bear Stearns & Co., Inc. (Respondent) Case Number: 08-04436 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES Claimant Ann Lerner hereinafter referred to as "Claimant": Benjamin Lapin, Stock Market Recovery Consultants Inc., Brooklyn, NY. Respondent Bear Stearns & Co., Inc., hereinafter referred to as

stipulated Award FINRA Dispute Resolution In the Matter of the Arisltratkan Between: Name of the Claimant Cs^ae Number 08-04279 Samuel Ptesser Names of the Respondents Hearing Site: Boca Raton, Florida SunTrust Investment Services, inc. Jason H. Lalng Nature of the Dispute: Customer vs. Member and Associated Person. ftgPRESEMTATIQM QF PABTIgft For Samuel Plesser, hereinafter referred to as '^iaimar^: Lee H. Schilllnger, Esq., Law Office o