AMERICAN STOCK EXCHANGE IN THE MATTER OF ARBITRATION BETWEEN __^ _ MARTIN SCHESNBERG V. T.UBIN & SCHIESINGBR, INC. , & I/TL INTERNKnCNAL niU\DIN«3 CORPORATION; MICHAEL LUBIN & MITOTIC TRADING, INC. /:^^ ^d. ^ ^^^al ATE FILED: 12/15/93 FIRST SCHEDULED 3/2B/94 DECIDED 3/14/95 ASE SUMMARY:* Cuatxaner v. member claim. Claimant shareholder of respondents broiker/dealer corporation alleges that the respondents did not properly redeem hia shares in

AMERICAN STOCK EXCHANGE IN THE MATTER OP ARBITRATION BETWEEN E: MILTON SIEGEL V. PAINEWEBBER & ALEXANDER QUINT DATE FILED: 6/16/94 FIRST SCHEDULED 8/30^94 DECIDED 10/3/94 CASE SUMMARY:* Customer v. member ,.cl«jm- Claim^nl- all^oe^ that he n.»ver received inn shares of tl.S, H»e>.T thati he paid for. Respondent • arque.-i that the f:i rm. at the Claimant's request. liquj.dated 1;he purchase and credited Claimant's ;^ccount. CLAIMANT'S IN

AMERICAN STOCK EXCHANGE IN THE MAITER OF ARBITRATION BETWEEN CASE: LIT CLEARING SERVICES. INC. S SPEAR. LEEDS St KELLOGG V. MICKLI-VAN CAWEGHAN S. CO. , INC. . LOUIS MICELI & ROBERT J. VAN-CANEGHAN V. LIT AMERICA..INC. DATE FILED: 4/12/94 FIRST SCHEDtJLED 11/10 &11/11 DECIDED 12/13/94 CASE SUMMARY: "Member v. member speeiallat joint account dispute. Claimants allege breach of contract by Respondents. Respondents deny the claim and aa

AMERICAN STOCK EXCHANGE IN THE MATTER OF ARBITRATION BETWEEN CASE: JOSEPHINE MUGNANO-BORENSTEIN V. SHEARSON LEHMAN HUTTON CORPORATION & ROBERT CROWELL r.^... -c^ * I'^-io DATE FILED: 6/13/94 FIRST SCHEDULED 10/20/94 DECIDED 11/21/94 CASE SUMMARV:• An employer v. employee dispute where employee is alleging wrongful termination and sex discrimination. Respondents assert their actions were dictated by legitimate business purpi ose.

AMERICAN STOCK EXCHANGE IN THE MATTER OF ARBITRATION BETWEEN JOSEPHINE MUGNANO-BORBNSTEIN V. SHEUVRSON LEHMAN HUTTON CORPORATION & ROBERT CROWELL ras.jL'^JL^ W>/y=^ DATE FILED: 6/13/94 FIRST SCHEDULED 10/20/94 DECIDED 11/21/94 CASE SUMMARY J• An employer v. employee dispute where employee is alleging wrongful termination and sex discrimination. Respondents assert their actions were dictated by legitimate business purpose. CLAIMANT'S

AMERICAN STOCK EXCHANGE IN THB MATTER OF ARBITRATION BETWEEN CASE: CHARLES S. & JAYNE G. OWEN V, SOUTHWEST SECURITIES, INC. DATE FILED: 10/29/93 FIRST SCHEDULED _ 4/1B/94 DECIDED 10/20/94 CASE SUMMARY;* A customer v. member arbitration where claimants are alleging deceptive trade practices, breach of contract, breach of fiduciary duty; fraud and fraudulent concealment and negligence. Claimants further allege damages for severe emotional distress and men

:ASE: AMERICAN STOCK EXCHANGE IN THE MATTER OF ARBITRATION BETWEEN BURNER CREW V. KEMPER SECURITIES GROUP, INC. 3ATE FILED: ZASE SUMMARY! 4/26/93 FIRST SCHEDULED 10/25 &26/93 DECIDED 10/17/94 lanaloyee vs. eirployer dispute. Claimant alleges race discrimination in violation of Title VII, malicious prosecution, defamation; and tortious interference by brokerage firm. Respondent denies'all claims and counteirclaims against Claimant for con

SE: AMERICAN STOCK EXCHANGE IN THE MATTER OF ARBITRATION BETWEEN ALLAN & BONNIE COHEN V. SMITH BARNEY SHEARSON Cla^lCii. ^ ^^-OU DATE FILED: 7/18/94 FIRST SCHEDULED 10/10/94 DECIDED 4k^CASE SUMMARY:* Customer v. member claim. Claimants allege that Smith Barney mishandled their account in connection with th e s< £fle of Parker and Paisley Petroleum Company common stock. Respondent denies the charge. CLAIMANT SESSIONS

AMERICAN STOCK EXCHANGE IN THE MATTER OF ARBITRATION BETWEEN THOMAS ANDREW O'KEEFE V. SHEARSON LEHMAM BROTHTERS, IMC• DATE FILED: 2/10/94 FIRST SCHEDUX.ED 5/12/94 DECIDED 5/12/94 CASE SUMMARY:• Customer y. Member dispute involving the purchase of Americus Trust for Amoco Shares Score Components. Claimant alleqes misrepresentation, negligence & failure to comply with customer's investment objectives. CLAIMANT'S IHZTIAI.S SESSIONS

AMERICAN STOCK EXCHANGE uuunflwi o atvitja ..x*x«* IN THE MATTER OF ARBITRATION BETWEEN HER REQUEST. CLAIMANT V. TUCKER ANTHONY & R. L. DAY, INC. P.asjL < d. ^ (\4'03 DATE FILTD: 5/29/92 FIRST SCHEDULED 12/15 & Ifi,TQQ^DECIDED 5lS/9^ CASE SUMMARY:* Employee/Employer dispute involving aae. sexual harassment/ sex discrimination. Claimant further alleges wrongful di^chajpae and breach Of written emplovitient conttact^/.r>   i - t ^ .