IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Michael J. Taylor Initiating Party and Prudential Securities, Inc. and Max Christian Responding Parties Arbitration File No. 92-NM-ll AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on October 29, 1992. The matter was decided solely on tiie submitted documents and th

o IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER LIT America, Inc. Initiating Party and Robert R. Hildebrand Responding Party Arbitration File No. 92-M-08 AWARD The captioned matter was submitted on September 3, 1993. While both captioned parties recieved notice of tiie hearing date pursuant to CBOE Rule 18.16, LIT America, Inc. appeared at the hearing on February 9,

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Grant Pyllas, Claimant, V, Charles Schwab & Go^y^ Respondent Arbitration File No. 93 NM 03 AWARD Attached hereto and made a part hereof is the Award rendered in the above captioned dispute by the public arbitrator selected pursuant to Chicago Board Options Exchange, Incorporated ("CBOE") Rules 18.4 and 18.11. Nancy L. N

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Gregg Sveinsson, Claimant, and Mario D'Agostino, Wagner Stott Clearing Corp, and -LIT-Ameriea^Ine; Respondents. File No. 93M03 AWARD Gregg Sveinsson ("Claimant") filed the Statement of Claim ("SOC") in the captioned dispute on or about July 8, 1993 and an Amended SOC on or about October 29, 1993. The named parties

IN ARBIIRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICA(M BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Robert J. Katz, Marc I. Beilinson, Stephen S. Taylor, William A. Rosen, Scott Andrews, David A. Spumey, David Ofinan and George Hinchcliff, Claimants, V. File No. 93-M-04 John E. McGinnis, Respondent. AWARD Robert J. Katz, Marc I. Beilinson, Stephen S. Taylor, William A. Rosen, Scott Andrews, David A. Spirmey,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF yj. • * I Claimant, v. Charles Schwab & Co., Inc, Respondent. File No. 92 NM 13 AWARD v"Claimant-)-filed-the-Statement-of Claun in the captioned dispute on "oraBoulfDecember 15, 1992. Charles Schwab & Co., Inc. ("Respondent") filed an Answer on or about Febraary 12, 1993. Pursuant to Chicago Board Options Exchange ("C

IN ARBITRATION UNDER CHAPTER XVTH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Raymond K. Yeates and Donna C. Yeates, Claimants, V. Jonny-Waddle and Dean Witter Reynolds Inc., Respondents. Arbitration File No. 93 NM 04 AWARD Pursuant to Chicago Board Options Exchange ("CBOE") Rule 18.4 governing sunplified arbitration procedures, Raymond K. Yeates and Donna C. Yeates ("Claunants") filed a State

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICA(50 BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF LIT Clearing Services, Inc., Claimant, V. Steven N. Smitii, Respondent. File No. 93 M 08 AWARD LIT Clearmg Services, Inc. ("LIT Clearing") filed tiie Statement of Claim ("Claim") m tiie captioned dispute on or about November 19, 1993. Smitii filed an Answer on or about December 15, 1993. LIT Clearmg, represented by David

INARBITRA'nON UNDER CHAPTER XVHI OF THE RULES OF THE CmCAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF LIT Clearing Services, Inc., Claimant, V. Al Dolnick, Respondent. File No. 93 M09 AWARD LIT Clearing Services, Inc. ("LIT Clearmg") filed tiie Statement of Claim ("Claun") m tiie captioned dispute on or about November 19, 1993. The Claun was served upon Al Dolnick ("Dolnick") by certified mail dated November 24, 1993. Dolni

IN ARBITRATION UNDER CHAPTER XVUI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF David W. Blank, Claunant, V. Renee P. O'Bryan, Respondent. File No. 94-M-05 AWARD David W. Blank ("Claimant") filed tiie Statement of Claim ("SOC") in tiie captioned dispute on or about June 16, 1994. Renee P. O'Bryan ("Respondent") filed an Answer on or about August 8, 1994. The named parties appeared at a hearing sessio