IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Jerome A. Foreman, Claunant, v. LIT America, Inc., as survivor of Rialcor/Shatkin Securities Corp., Maurice Perlstein and -Riehard-D-Kushnir^ Respondents. File No. 92-M-lO AWARD Summary Jerome A. Foreman ("Claimant") submitted a Statement of Claun in tiie captioned dispute on or about October 14, 1992. LIT Ame

CHICAGO) BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ARBITRATION BETWEEN Claimants, V. Prudential Securities, Inc., as successor to Bache Halsey Sttiart & Shields, Inc., Respondent. DECISION File No. 92-NM-lO "^C5r"Claimaiit^>r' For Respondent(s): Representation Howard (3roedel7 )ffi6 Irwin S. Haiman, McCarthy, Lebit, Crystal & Haiman Co., L.P.A., Cleveland, OH — Pleadings- Statement of Claun filed: July 16

CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ARBITRATION BETWEEN Scott Turban, Claimant, V. Wagner Stott Clearing Corp., as successor to Securities Option Corporation, Respondent. DECISION File No. 94 M 06 Representation For Claimant(s): John A. Washburn, Gould & Ratner, Chicago, IL For Respondent(s): Peter R. Sonderby, Chicago, IL Pleadings Statement of Claim filed: June 23, 1994 Answer fUed: August 8, 199

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATES) IN THE MATTER OF Claimant, and Margaret Maul, Respondent. DECISION FUeNo. 94NM04 Representation For CIaimant(s): For Respondent(s): ProSe Oilbert R. S^ota, Howard, Rice, Nemerovskl, C^anady, Robotson, Falk & Rabkin, San Francisco, CA Stat^n^ of Caaim Filed: Answer Filed: Response to Answer Filed: Respondeat's R^ly

CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ARBITRATION BETWEEN G-Bar Limited Partnership, Claimant, V. Sean Purcell, Respondent. DECISION File No. 94-M-Ol Pleadings Statement of Claim filed on or about: March 16,1994 Answer filed on or about: June 16, 1994 Hearing G-Bar Limited Partnership ('Claimant'), represented by Avrum Gray, President, appeared at a hearing, consisting of one (1) session, on December 15, 199

CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ARBITRATION BETWEEN IN THE MATTER OF Alan Zahtz, Claimant, V. Frank Liskovec, Respondent. DECISION File No. 94 M 10 Pleadings Statement of Claim filed on or about: October 12, 1994 Answer filed on or about: November 3, 1994 Hearing Alan Zahtz ('Claimant') and Frank Liskovec ('Respondent') appeared at the hearing, specified below, and had full opportunity to present a

IN ARBITRATION UNDER CHAPTER XVIIi OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE. INCORPORATED hi The Matter Of Laurence M. Ratoer, Claimant, v. Chris Warren, Respondent. DECISION File No. 94M 17 Pleadings Statement of Claim filed on or about: November 30, 1994 Answer filed on or about: January 5, 1995 Hearing The named parties appeared at the hearing specified below, and had fiill opportunity to present arguments and

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Rcnee P. O'Bryan, nominee for Ernst and Company, Claimant, V. David W. Blank, Respondent. DECISION File No. 94M 14 Pleadings Statement of Claim filed on or about: November 28, 1995 Answer filed on or about: January 5, 1995 Hearing The named parties appeared at the hearing specified below, and had full opportu

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Wagner Stott Clearing Corp., Claimant, V. Johann B. Garovi and JohannB. Garovi, Inc., Respondents. File No. 94 M 07 For Claimant(s): For Respondent(s): Representation Peter R. Sonderby, Chicago Illinois None Pleadings Statement of Claim filed on or about: July 29, 1994 Answer filed on or about: No Answ

IN ARBITRATION UNDER CHAPTER XVIIi OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED hi The Matter Of Mario D'Agostino, Claimant, V. Peter Schulte, Respondent. DECISION File No. 94M 12 Pleadings Statement of Claim filed on or about: November 2, 1994 Answer filed on or about: January 19, 1995 Hearing The named parties appeared at the hearing specified below, and had full opportunity to present arguments and ev