IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Laurence J. Witort, Claimant, v. McDonnell, Inc., Robert Bennitt, David McDonnell and Peter McDonnell Respondents. DECISION File No. 95 M 01 Representation For Claimant(s): Pro Se For Respondent(s): Pro Se Pleadings Statement of Claim filed on or about: April 7, 1995 Answer filed on or about: May 11, 1

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Wagner Stott Clearing Corp., Claimant/CounterRespcMident, v. Reuven Avraham, Respondent/CounterCIaimant. DECISION File No. 94 M 09 For Claimant/CounterRespondent: For Respondent/CounterCIaimant: Representation Peter R. Sonderby, Chicago, Illinois Judy Koster, Chicago, Illinois Pleadings Statement of Claim

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Public Customer, Claimant, v. Steven H. Koch and ING Securities Derivatives Clearing, Respondents. For Claimant(s): Pro Se For Respondent(s): Pro Se DECISION File No. 95 NM 05 Representation Pleadings Statement of Claim filed on or about: June 8, 1995 Answer of Stephen H. Koch filed on or about: July 18,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Claimants, V. A.G. Edwards & Sons, Inc., Respondent. DECISION File No. 94NM05 o For Claimant(s): For Respondcnt(s): Representation ProSe Norman S. Buckvar, A.G. Edwards & Sons, Inc., St. Louis, Missouri Pleadings Statement of Claim filed on or about October 19,1994 Answer filed on or about: December 1,

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Option Funding Group, Limited Partnership, Claimant, V. Sage Clearing Limited Parmership, Respondent. And Sage Clearing Limited Partnership, CounterClaimant, V. Option Funding Group, Limited Partnership and James Murphy, CounterRespondents. DECISION File No. 94M13 Representation For Claimant/Count

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of John Schulten, Claimant, v. Fidelity Investments, Respondent. DECISION File No. 95NM08 Representation For Claimant(s): Pro Se For Respondent(s): Suzanne R. Michaud, Esq., Fidelity Investments Pleadings Statement of Claim and Submission Agreement, filed on or about: July 20, 1995 Answer and Submission Agreemen

CfflCAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ARBITRATION BETWEEN LIT Clearing Services, Inc., Claimant, V. Howard J. Lewis, Respondent. File No. 93 M07 For Claimant(s): TorRespondrat(s)T Representation Ame R. Rode, Chicago, IL Stephen P. Bedell and David J. Gilmartin^—Gardners-Carton-&- Douglas, Chicago, IL Pleadings Statement of Claim filed on or about: November 19, 1993 Answer filed on or about: December

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Thomas W. O'Hearn, Claimant, v. Fidelity Brokerage Services, Respondent. DECISION File No. 95 NM 01 For Claimant(s): For Respondent(s): Representation Gary E. Lambert, Lambert & Ricci, P.C. Robert A. Buhlman, Bingham, Dana & Gould Pleadings Statement of Claim filed on or about: Answer filed on or about

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of LIT Clearing Services, Inc., Claimant, V. Robert B. Kingsley, Respondent. DECISION FUeNo. 96M04 For Claimant(s): For Respondent(s); Representation Stephen P. Bedell, Gardner Carton & Douglas Timothy McDermott, Gardner Carton & Douglas ProSe Pleadings Stat^ent of Claim, filed on or about' Amended St

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF James A. Druliner, Claimant, v. Scott Warren, Respondent. DECISION File No. 95 M 05 Representation For Claimant(s): Pro se For Respondent(s): Pro se Pleadings Statement of Claim, filed on or about: November 6, 1995 Answer, filed on or about: December 6, 1995 Hearing The named parties appeared at the h