IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Customer,* Claimant, V. Kessler Asher Group a/k/a Arbitrade LLC , Respondent. For Claimant: Pro se For Respondent: Pro se DECISION File No. 99NM005 Representation Pleadings Statement of Claim and Submission Agreement, filed on or about: March 26, 1999 Answer and Submission Agreement, filed on or abo

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Michel R. Louvain, MD, Claimant, V. Charles Schwab & Co., Inc. , Respondent. DECISION File No. 98NM006 Representation For Claimant: Pro Se For Respondent: Gregory M. Scanlon, Charles Schwab & Co., Inc., San Francisco, CA Pleadings Statement of Claim and Submission Agreement, filed on or about: 07/23/98

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Sean Moran, Claimant, V. Robert C. Sheehan & Associates, Inc., Robert C. Sheehan and Joseph Sullivan, Respondents. DECISION File No. 98M011 For Claimant: For Respondent(s): Representation Morton H. Cohon, Chicago, Illinois Ronald P. Kane, Gomberg Kane & Fischer, Ltd., Chicago, Illinois Pleadings S

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Irwin Ross, Claimant, V. Jeffrey Wynsma, Respondent. For Claimant: Pro Se For Respondent: Pro Se DECISION File No. 98M009 Representation Pleadings Statement of Claim and Submission Agreement, filed on or about: December 4, 1998 Answer and Submission Agreement, filed on or about: January 13, 1999 Hearing

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Customer *, Claimant(s), and Fidelity Brokerage Services, Inc. , Respondent. DECISION File No. 99NM009 Representation For Claimant(s): Pro se For Respondent(s): Richelle S. Kennedy, Fidelity Investments, Boston, Massachusetts Pleadings Statement of Claim (including tape recording exhibit) and Submissi

IN ARBITRATION BEFORE THE CHICAGO BOARD OPTIONS EXCHANGE HEARING LOCALE, CHICAGO, ILLINOIS Claimant, -vs- MESIROW FINANCIAL, INC., et.al. Respondents. CBOE Arbitration No. 99 NM 012 Robert B. Morton, Arbitrator Presiding AWARD I, THE UNDERSIGNED ARBITRATOR, having been designated In accordance with the Rules of the Chicago Board Options Exchange and Arbitration Agreement of the Parties, and having been duly sworn and having duly rea

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Sean McGrath, Claimant, V. ING TT&S (U.S.) Securities, Inc. Respondent. DECISION File No. 99M007 For Claimant(s): For Respondent(s): Representation Patrick M. Hincks, Sullivan & Hincks, Oakbrook, IL Stephen P. Bedell, Gardner, Carton & Douglas, Chicago, IL Pleadings Statement of Claim and Submission Agreem

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF TlK>inas P. Campbell, Claimant^ V. ING TT&S (U.S.) Securities, Inc., Respondent. DECISION FUcNo. 99M006 For Claimant: For Respondent: Representation Michael T. Del Galdo, Joseph M. Giglio & Associates, Ltd., Chicago, Illinois Patrick M. Hincks, Hincks & Sullivan, Oak Brook, Illinois Stq>hcn P. Bedell, Gardner,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Arauca Trading Limited Partnership, Arauca General, Inc., Stephen G. Macklem and Henry Gosiene, Claimants/Defendant Arauca Parties, V. Lance H. Steelman, Harold F. Baritell, Sr., John K. Tumer and J&D Coals, Respondents/Plaintiff Limited Partners. DECISION File No. 99M004 In the interest of clarity, Arauca Tra

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Mako Global Derivatives, LLC, Claimant, V. Stephen Kannaka, Respondent. DECISION File No. 00 M 003 For Claimant: For Respondent: Representation Robert Vanasco Vanasco, Wayne & Genelly Pro Se Pleadings Statement of Claim and Submission Agreement, filed on or about: Answer and Submission Agreement, f