IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Customer* Claimant, V. ING (U.S.) Securifies, Futures, & Options Inc. Respondent. AWARD File No. 00NM008 For Claimant: For Respondent: Representation Richard Shires, Compliance Manager, Customer Shelly Starr, General Counsel, ING (U.S.) Securities, Futures & Options, Inc. Pleadings Statement of Claim a

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Howard A. Rubin, Individually and as Tmstee , Claimant, v. First Options of Chicago, Inc. f/k/a/ LIT Clearing Services, Inc. , Respondent. DECISION File No. OONMOOl For Claimant(s): For Respondent(s): Representation Lloyd Kadish, Lloyd Kadish and Associates, Ltd., Chicago, IL Howard Schiffman,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Saliba Partners, LLC, John Saliba and Anthony Saliba, Claimants, V. LETCO Trading, L.P., Lee Tenzer, Scott Kilrea, John Robinson, Joseph Fahrenbach and Michael Riley, Respondents. DECISION File No. 00M006 For Claimants: For Respondents: Representation Scott E. Early, Foley & Lardner, Chicago, IL David

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Patrick J. Burke, Claimant, V. JOH Options Inc., Respondent. DECISION File No. 00M005 Representation For Claimant: David J. Barclay, Chicago, Illinois For Respondent: Ronald P. Kane, Kane & Fischer Ltd., Chicago, Illinois Pleadings Statement of Claim and Submission Agreement, filed on or about: July 27, 2000 A

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Customer* , Claimant, V. Jeffrey 1. Fried and Bruce D. Drevets , Respondents. DECISION File No. 00NM07 For Claimant: For Respondents: Representation Gregory N. Jones, Mackey Price & Williams, Salt Lake City, Utah Ronald P. Kane, Gomberg Kane & Fischer Ltd., Chicago, Illinois Pleadings Statement

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Scott & Stringfellow, Inc. , Claimant, v. Joseph S. Sullivan , Respondent. DECISION File No. 02NM002 Representation For Claimant(s): Pro Se For Respondent(s): Pro Se Pleadings Statement of Claim and Submission Agreement, filed on or about: July 26, 2002 Answer and Joseph S. Sullivan's Submission A

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of G-BAR LIMITED PARTNERSHIP, Claimant, V. LAKOTA TRADING, INC., Respondent. DECISION File No. 02M003 For Claimant(s): For Respondent(s): Representation Arthur W. Hahn, Christian T. Kemnitz, Katten Muchin Zavis, Chicago, IL Amold A. Pagniucci, Sachnoff & Weaver, Ltd., Chicago, IL Pleadings Statement of Claim

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Customer * Claimant, v. Charles R. Federman and Tucker Anthony Incorporated , Respondent. DECISION File No. 01NM003 For Claimant(s): For Respondent(s): Representation Pro Se Patrick J. Howley, Tucker Anthony Incorporated Pleadings Statement of Claim and Submission Agreement, filed on or about

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of JTL Investments, LLC and New Millennium Global Investments, LLC, Claimants V. Marios K. Sinapoglou, Respondent. DECISION File No. 01M006 For Claimants: For Respondent: Representation Jeffrey Schulman, Wolin & Rosen, Ltd., Chicago, Illinois Robert E. Lewin, Chicago, Illinois Pleadings Statement of C

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Customer ,* Claimant, V. Raymond James Financial , Services, Inc., Respondent. DECISION File No. OlNMOOl For Claimant: For Respondent: Representation Richard J. Braun, Braun & Crotwell PLLC, Nashville, Tennessee George L. Guerra, Raymond James Financial Services Inc., St. Petersburg, Florida Plea