IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Kevin Boyle, David Snyder, and Scott Snyder, Claimants V. LETCO Partners, L.L.C, LETCO-DPM, L.P., LETCO-DPM, Inc., Lee Tenzer, John Robinson, and Scott Kilrea, Respondents. DECISION File No. 02M008 For Claimants: For Respondent: Representation Robert H. Griffith and Celiza P. Bragan9a, Ungaretti and Ha

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Randall L. Swanson, Claimant V. Ronald Bruder, RMB & Associates, L.P., and Bruder and Associates, Respondents. DECISION File No. 01M007 For Claimants: For Respondent: Representation Timothy J. Carey and David Porteous, Lovells, Chicago, Illinois Ted S. Helwig, Katten Muchin Zavis Rosenman, Chicago, Illinoi

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Alan Zahtz and Douglas R. Kaiser, Claimants V. John Streibich, Timothy C. Boyd, Timothy G. Keller, and Beartooth Capital, LLC, Respondents. DECISION File No. 01M005 For Claimants: For Respondent: Representation Stephen Novack and Mitchell Marinello, Novack and Macey, Chicago, Illinois Steven Malina and

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Okoboji Options, Inc., Claimants V. John J. Wiesner, Wiesner, Inc., and, St. Soter Trading, Inc., Respondents. DECISION File No. 01M004 For Claimants: For Respondent: Representation James Judge, Vanasco, Genelly, & Miller, Chicago, Illinois Bmce J. Van Heukelem, Hoogendoom & Talbot, Chicago, Illinois Plead

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of AOT USA, Claimants V. Merrill Lynch Professional, Clearing Corp., Respondents. DECISION File No. OlMOOl For Claimants: For Respondent: Representation Robert Lewin and James Judge, Vanasco, Genelly, & Miller, Chicago, Illinois Peter Cooper, Lawrence, Kamin, Saunders, & Uhlenhop, Chicago, Illinois Pleadings

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of LaSalle Capital Markets, L.P., Cap Mark, Inc., Kevin Flaherty, and Scott Barnes, Claimants/ Counter-Claim Respondents V. Michael F. Lohman, Respondent/ Counter-Claimant AWARD File NO.04M002 For Claimants: For Respondent: Representation William T. Dwyer, Jr., O'Rourke, Hogan, Fowler & Dwyer, Chicago, Il

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of DANIEL M. EPSTEIN, Claimant, V. SECOND CITY TRADING, L.L.C, an Illinois Limited Liability Company, Respondent. DECISION File No. 03M008 For Claimants: For Respondent: Representation Philip J. Nathanson, Chicago, Illinois Ted S. Helwig, Katten Muchin Zavis Rosenman, Chicago, Illinois Pleadings Statement

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of Pax Clearing Corporation, Claimant, V. Michael Moore, Respondent. DECISION File No. 03M007 For Claimants: For Respondent: Representation Stephen Bedell, Gardner Carton & Douglas, Chicago, Illinois Juliette M. Steffe, Ungaretti & Harris, Chicago, Illinois Pleadings Statement of Claim and Submission Agreemen

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF First Options of Chicago, Inc., Claimants, V. ETJ Partners, Ltd. and E. Thomas Jung, Respondents. File No. 9SM006 For Claimants: For Respondent: Representation Eric Bensky, Dickstein, Shapiro, Morin & Oshinsky, L.P. - Washington, DC No representation. Pleadings Statement of Claim and Submission Agreement,

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Geneva Trading LLC, Claimant, V. Wolverine Trading LLC, Respondent. File No. 06M001 Representation For Claimants: Pro se For Respondent: Pro se Pleadings Statement of Claim and Submission Agreement, filed on or about: Answer, filed on or about: Motion to Dismiss, filed on or about: Hearing March 13, 20