IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Zboss Trading, LLC, Claimants, V. Christopher J. Figy, Respondent. File No. 05M001 Representation For Claimants: Lloyd Kadish, Lloyd Kadish and Associates, Ltd. Chicago, Illinois For Respondent: John T. Ruskusky, Ungaretti and Harris, Chicago, Illinois Pleadings Statement of Claim and Submission Agreement, filed on or

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED In The Matter Of John J. Piwowarczyk, Claimants/ Counter-claim Respondents V. Marshall Spiegel, Respondent/ Counter-Claimant AWARD File NO.05M002 For Claimants: For Respondent: Representation James J. Judge, Vanasco Genelly & Miller, Chicago, Illinois Scott Early, Foley & Lardner, Chicago, Illinois Pleadings Statem

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Claimants, V. Respondents. File No. 04M005 For Claimants: For Respondent: Representation Stephen Bedell, Foley & Lardner, Chicago, Illinois Bemard Moltz, Bemard W. Moltz & Associates, Chicago, IL (withdrew from case on March 11, 2005); Gregory Pasternik, Levin & Brand, P.C., Chicago, IL (withdrew from case at commence

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Centurion Securities, LLC, Claimant, V. Howard Chalfin, Respondent. File No. 06M004 For Claimant: For Respondent: Representation Leah Bmno, Ben Delfin (Sonnenschein, Nath & Rosenthal, LLP) Pro Se'' Pleadings Centurion Securities, LLC Statement of Claim and Submission Agreement, filed on or about: Howar

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Kevin Keller and Kell/Martinez, LLC, Claimants, V. Jason Martinez, Respondent. File No. 06M002 For Claimants: For Respondent: Representation Kevin Besetzny and Charmaine Vivar (Besetzny, Rzepczynski, Vivar, LLC) Peter J. Berman (Peter J. Berman, Ltd.) Pleadings Kevin Keller and Kell/Martinez, LLC Statement of

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Thomas Lang, Claimant, V. SMC Option Management, LLC, Respondent. File No. 05M003 For Claimants: For Respondent: Representation Robert Sweeney Kevin Besetzny, Charmaine Vivar and Dean Polales Pleadings SMC Option Management, LLC Statement of Claim and Submission Agreement, filed on or about: Re-filed S

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Harrison Trading Group, Inc., Claimant, V. Gregory Gentile and JAG Derivatives, Respondents. File No. 06M003 For Claimant: For Respondents: Representation Martin B. Carroll (Fox, Hefter, Swibel, Levin & Carroll, LLP) Norman M. Valz (Norman M. Valz, Ltd.) Pleadings Harrison Trading Group, Inc. Statement of Clai

IN .AKUn RAMON UNDF.R CIIAPTKK XVHI OF T!IK HULKS ornn: ciiiCA(;() HOARD OI'I IONS I:.\CHAN(;I:, INCORPORATKI) IN I III', MA I"I I-:K OI' Howard CjinibL'l .iiid Marvin I^a\ is. Chiiniaiits. \. DIJS 1-inaitciai ScrAiLX-s. Inc. I-/k.':i/ IJliS I'aineWchhcr. Inc. And Charles Nick\ Bank, Ruspontlciiis. l-ilc No. 06NM001 |-or Claiinam.s: I'or Kcspondcnl-^: Kfpri'.seijljilioii Arlluir Hahn. Clirislian Kciniiil/. (Kallcn Miichii

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Claimant, V. Lisa Ferry Deel, Katherine M. Owens, and A.G. Edwards, Respondents. File No. 07NM001 Representation For Claimant: For Respondents: Pro se Michael Naccarato, Esq. Pleadings Claimant's Statement of Claim and Submission Agreement, filed on or about: Statement of Answer of Lisa Ferry Deel, Ka

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Dan Cooley, Huukhanh Le, John Shiflett Claimants/Counter-Claim Respondents, V. VDM Capital Markets, LLC, Respondent/C ounter-C laimant. File No. 08M001 For Claimants: For Respondent: Representation Stephen J. O'Neil, Molly McGinley (K&L Gates LLP) Marvin Pickholz, Suzan Jo (Duane Morris LLP) Pleadings