IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Equitec Group, LLC, Claimant/ Counter-Respondent, V. Maple Trading, Inc. and Boris Fumian, Respondents/ Counterclaimants. File No. 06M005 For Claimant: For Respondents: Representation Stephen P. Bedell, Thomas P. Krebs (Foley & Lardner LLP) Jacob Pomeranz (Cornfield and Eeldman), Leslie J. Rosen Plead

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF J. David Eikejs Claimant/Counter-Claim Respondent, V. John T. Lundy, Respondent, and JTL Investments, L.L.C. Respondent/Counter- Claimant. File No. 09M001 For Claimant: For Respondents: Representation Gerald Miller (Vanasco Genelly & Miller) Martin Carroll, Adam Hachikian (Fox, Hefter, Swibel, Levi

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF ME Global, Inc., Claimant, V. Michael Lohman, Respondent. File No. 09M002 AWARD Representation For Claimant: Pro se For Respondent: No appearance Pleadings ME Global, Inc.'s Statement of Claim and Uniform Submission Agreement, filed on or about: October 28, 2009 • Respondent did not file a Statement of An

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Arjent Capital Markets, LLC Claimant, V. Marcus Dugaw Respondent. File No. 08M002 For Claimant: For Respondent: Representation William E. Montgomery, III Gregg M. Rzepczynski, Edward T. Anderson (Gregg M. Rzepczynski & Associates); Paul J. Dugaw (Enbody, Dugaw & Enbody) Pleadings Arjent Capital Markets, L

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Richardo Forrer, Joseph Hayes and Jacques Femandes Claimants/Counter-Claim Respondents, V. Louis Panos and Panos Trading LLC Respondents/Counter-Claimants. File No. 09M003 For Claimant: For Respondent: Representation Charles J. Risch, John D. Ruark (Lawrence, Kamin, Saunders & Uhlenhop LLC) Edward T. Anderson

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Wolverine Execution Services, LLC, Claimant, V. Michael F. Lohman, Respondent. File No. lOMOOl AWARD Representation For Claimant: Pro se For Respondent: None Pleadings Wolverine Execution Services, LLC's Statement of Claim and Uniform Submission Agreement, filed on or about: April 19, 2010 • Respondent di

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Ian Sassoon Claimant V. VTrader Pro, LLC Respondent. File No. 12M002 Representation For Claimant: Barry Bordetsky, (The Law Offices of Barry M. Bordetsky) Respondent: Richard Asche, (Litman, Asche & Gioiella, LLP) Pleadings Ian Sassoon's Statement of Claim and Uniform Submission Agreement, filed on or about: