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90NM030-Award-CBOE-19920311.pdf

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED o IN THE MATTER Initiating Party and LIT America, Inc. Responding Party and Third-Party Claimant and Chicago Board Options Exchange, Inc. Third Party Respondent Arbitration File No. 90-NM-30 AWARD The captioned matter was submitted on October 30, 1990. Pursuant to CBOE Rule 18,5(a), , waived the hearing for the initial claim

91M025-Award-CBOE-19920318.pdf

IN ARBITRATION BEFORE THE CHICAGO BOARD OPTIONS EXCHANGE, INC. WAGNER STOTT CLEARING CORP. Initiating Party and STEVEN HIMMELMAN & SNOMAN, INC. Responding Parties File No. 91 M-25 AWARD The above-captioned parties appeared at a hearing on March 18, 1992, and had full opportunity to present arguments and evidence. Having been fully advised by the parties and after due deliberation, the undersigned arbitrators award as follows: Respo

91NM010-Award-CBOE-19920623.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Nelson Menda, Brenda Menda Sender Shub, Ileana Shub Initiating Party and Shearson Lehman Hutton, Inc. Responding Party Arbiti:ation File No. 91-NM-lO AWARD The captioned matter was submitted on July 23, 1991. The named parties appeared at a hearing on May 4, 5, 6, 7, 18 and 19, 1992 m Chicago, Illinois, where they were repre

92NM001-Award-CBOE-19920624.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICA(30 BOARD OPTIONS EXCHANGE, INCORPORATED o o IN THE MATTER Bemard W. Brader Initiating Party and Olde Discmnt/Robert F. Bokera, Jr. Responding Party Arbitration File No. 92-NM-Ol AWARD The captioned matter was submitted on Febmary 25, 1992. The named parties appeared at a hearing on June 8, 1992 in Chicago, Illinois, and had full opportunity to present arguments and evi

90NM021-Award-CBOE-19920727.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Index Partners Initiating Party and The Chicago Corporation Respondmg Party Arbitration File No. 90-NM-21 AWARD The captioned matter was submitted on August 3, 1990. The named parties appeared at a hearmg on July 21, 1992 in Chicago, Illinois, and had fitil opportunity to present arguments and evidence. Complainant alleg

92NM002-Award-CBOE-19920928.pdf

IN ARBITRATTON UNDER CHAPTER XVIII OFTHE RULES OFTHE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED 0 IN THE MATTER Jay A. Eriksoii Initiating Party and Responding Party Shearsun Lehman Huttan/Biii Aprile ) ) ArbiuiiUon riie No. y2-NM-02 AWARD Pursuant to CB015 Rule IS.4 guvuriiing sin;;!! ciaiin.s procedures, tht; captioned matter was submitted on February 27, 1992. The nani^d parties had full opportunity to present arguments an

92NM005-Award-CBOE-19920814.pdf

KV ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Joseph DeAngelis Initiating Party and Susqueharma Trading Group Responding Party Arbitration File No. 92-NM-05 o AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on June 8, 1992. The named parties had fiiU opportunity to present arguments and evidence in writing to be

92M009-Award-CBOE-19930219.pdf

IN ARBITRATION UNDER CHAPTER XVIII OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Fred J. Feldkircher Initiating Party and SLS Securities Arbitration File No. 92-M-09 Responding Party AWARD The captioned matter was submitted on September 21, 1992. The named parties appeared at a hearing on January 20, 1993 in Chicago, Illinois, and had full opportunity to present arguments and evidence. The above caption

92M007-Award-CBOE-19930423.pdf

IN ARBTIRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER LIT America, Inc., Claimant, V. Rosario V. Sbrocca, Respondent. Arbitration File No. 92-M-07 AWARD LIT America, Inc. ("LIT"), a member organization of the Chicago Board Options Exchange, Incorporated ("CBOE" or "Exchange"), filed tiie Statement of Claim ("SOC") in tiie captioned dispute with the Director of Arbitration ("Dir

92M015-Award-CBOE-19930507.pdf

INARBirRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER David S. Levinsky, Claimant, V. Magesty Securities Corporation/ Miles A. Galin, Respondent. Arbitration File No. 92-M-15 AWARD David S. Levinsky ("Claimant"), a member of the Chicago Board Options Exchange, Incorporated ("CBOE" or "Exchange"), filed tiie Statement of Claun ("SOC") in tiie captioned dispute witii the Direc