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92NM008-Award-CBOE-19930518.pdf

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER -> Initiating Party and The Chicago Corporation, Responding Party Arbiti-ation File No. 92-NM-08 AWARD Pursuant to CBOE Rule 18.4 governing small clauns procedures, . ("^™^t'2_filed tiie Stetgm^^ about August 199X Hie named parties had fiill opportunity to present written arguments and evidence for consideration by the a

92M013-Award-CBOE-19930519.pdf

INARBirRATION . UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Thomas M. O'Donnell Initiating Party and First Options of Chicago, Inc. Respondmg Party File No. 92-M-13 AWARD o o Thomas M. O'Donnell ("O'Donnell"), a member of the Chicago Board Options Exchange, Incorporated ("CBOE" or "Exchange"), filed tiie Statement of Claun ("SOC") in tiie captioned dispute with the Direct

92M004-Award-CBOE-19930629.pdf

INARBirRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED o IN THE MATTER OF Ben Bemat Stein a/k/a/ Barry Stein, Initiating Party and Parker Stem, Inc., Ben Parker, -Barbara-Parker,-LaSalle-Street- Executions, River City Options, Inc., David Zinn, Michael Kragie, and Michael Kragie Options, Respondmg Parties File No. 92-M-04 AWARD 0 Ben Bernat Stein ("Barry Stein") submitted th

92M011-Award-CBOE-19930817.pdf

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Deimis M. Wetzel, Initiating Party and John P. Fahey III and Emerald Isle Trading, Responding Party File No. 92-M-ll AWARD o Q Dennis Wetzel ("Claimant") filed the Statement of Claim in the captioned dispute on or about October 26, 1992. The named parties appeared at two (2) hearing sessions on June 23 and Jun

93M002-Award-CBOE-19930916.pdf

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Peter C. Lageotakes, Initiating Party, and Rich Gabriel, Responding Party File No. 93 M 02 o AWARD Peter C. Lageotakes ("Lageotakes") filed the Statement of Claim in the captioned dispute on or about April 16, 1993. The named parties appeared at a hearing session on September 8, 1993, in Chicago, Illinois and had fiil

92NM012-Award-CBOE-19931021.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER OF Juan Pablo Cabrera, Initiating Party, and Prudential Securities Incorporated, Responding Party. File N0.92-NM-12 AWARD o Juan Pablo Cabrera ("Claimant"), a customer of tiie San Antonio, Texas office of Prudential Securities Incorporated ("Respondent"), filed tiie Statement of Claim in the captioned dispute on or about

92NM003-Award-CBOE-19931207.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Claimant, V. Prudential-Bache Securities, Inc. and J. Scott Miller, — ^Respondents. Arbitration File No. 92 NM 03 AWARD On or about April 1, 1992, ("Claimant"), a public customer, filed the Statement of Claun in the captioned dispute with the Chicago Board Options Exchange ("CBOE"). Pmdential-Bache Securities, Inc. ("Pmdenti

92NM009-Award-CBOE-19930121.pdf

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Steven J. Cholity Initiating Party and Charles Schwab & Co., Inc. Responding Party Arbitration File No. 92-NM-9 AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on October 7, 1992. The matter was decided solely on the submitted documents and the named parties had full opp

92M006-Award-CBOE-19930127.pdf

IN ARBITRATION UNDER CHAPTER XVHI OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, INCORPORATED IN THE MATTER Wagner Stott Clearing Initiating Party and The Chicago Corporation Arbitration File No. 92-M-06 Responding Party AWARD The captioned matter was submitted on August 20, 1992. The named parties appeared at a hearing on January 12, 1993 m Chicago, Illinois, and had fiill opportunity to present arguments and evidence. The above

92NM007-Award-CBOE-19930201.pdf

IN ARBITRATION UNDER CHAPTER XVIH OF THE RULES OF THE CHICAGO BOARD OPTIONS EXCHANGE, EVCORPORATED IN THE MATTER Benjamin R. Michaels Initiating Party and Dean Witter Reynolds, Inc., Anne Baniewilz, and Kim Telfer Responding Parties Arbitration File No. 92-NM-7 AWARD Pursuant to CBOE Rule 18.4 governing small claims procedures, the captioned matter was submitted on September IS, 1992. The matter was decided solely on the submitted