Small Firm Conference Call: Regulatory Notice 24-02: Residential Supervisory Location and Remote Inspections Pilot Program – Audio Recording

FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by senior staff to discuss Regulatory Notice 24-02 which includes Residential Supervisory Location and the Remote Inspections Pilot Program

Speakers:

• Robert Cook, FINRA President and Chief Executive Officer
• Eric Chandler, Vice President, Member Supervision
• Kosha Dalal, Vice President, Member Supervision
• Sarah Kwak, Associate General Counsel
• Paul Rothstein, Senior Director and Assistant Chief Economist
• Miko Somborac, Director, Technology
• Kayte Toczylowski, Vice President, Member Relations and Education
• Jim Wrona, Vice President and Associate General Counsel